Sow Good Inc. filed SEC Form 8-K: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
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Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On March 30, 2026, the Company amended its Certificate of Incorporation to increase the authorized shares of Common Stock to up to 1,000,000,000 (the “Certificate of Incorporation Amendment”).
The certificate of amendment to the Company’s Certificate of Incorporation is filed herewith as Exhibit 3.1, and any description above is qualified in its entirety by the text of the amendment to the Certificate of Incorporation.
Item 5.07 Submission of Matters to a Vote of Security Holders
On March 25, 2026, the actions approved through written consent (the “Stockholder Consent”) of stockholders holding 50.7% of all outstanding shares of common stock of the Company (the “Common Stock”) as of the specified record date entitled to vote (the “Majority Stockholders”) became effective. The Majority Stockholders approved:
| (i) | the issuance of shares of Common Stock upon conversion of the Company’s Series AA Convertible Non-Redeemable Preferred Stock, par value $0.001 per share and the Series AAA Preferred Stock in accordance with Nasdaq Listing Rules 5635(b) and 5635(d); |
| (ii) | the Certificate of Incorporation Amendment; |
| (iii) | approve amendments to the 2024 Stock Incentive Plan (“2024 Plan”) to, among other items, increase the shares authorized for issuance under the 2024 Plan by 7,000,000 shares; and |
| (iv) | the ability of the Board to approve a reverse stock split in the range of 1 for 2 to 1 for 99. |
Pursuant to Section14(c) of the Securities Exchange Act of 1934 (the “Exchange Act”), on February 13, 2026, the Company filed a preliminary Information Statement (the “Preliminary Schedule 14(c)”) and, on February 23, 2026, the Company filed a definitive Information Statement (the “Definitive Schedule 14(c)”) notifying the actions of the Stockholder Consent. On March 5, 2026, the Company mailed the Definitive Schedule 14(c) to the stockholders. Pursuant to Rule 14c-2(b) promulgated by the SEC under the Exchange Act, the actions approved by the Majority Stockholders can become effective starting on March 25, 2026, which is 20 days from the date of mailing or furnishing the definitive information statement to the stockholders.
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Item 9.01. Financial Statements and Exhibits.
| (d) | Exhibits. |
| Exhibit No. | Description | |
| 3.1 | Amendment to Certificate of Incorporation, dated as of March 30, 2026 | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SOW GOOD INC. | ||
| By: | /s/ David Lazar | |
| David Lazar | ||
Chief Executive Officer | ||
| Date: March 30, 2026 | ||
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