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    SEC Form SD filed by Allison Transmission Holdings Inc.

    5/29/26 8:00:02 AM ET
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    Get the next $ALSN alert in real time by email
    SD 1 d103117dsd.htm SD SD
     
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    FORM SD

     

     

    Specialized Disclosure Report

     

     

    ALLISON TRANSMISSION HOLDINGS, INC.

    (Exact name of registrant as specified in its charter)

     

    LOGO

     

     

     

    Delaware   001-35456

    (State or other jurisdiction

    of incorporation)

     

    (Commission

    File Number)

    One Allison Way, Indianapolis, Indiana   46222
    (Address of principal executive offices)   (Zip Code)

    Eric C. Scroggins

    Chief Legal Officer and Assistant Secretary

    Allison Transmission Holdings, Inc.

    One Allison Way

    Indianapolis, IN 46222

    (317) 242-5000

    (Name and telephone number, including area code, of the person to contact in connection with this report.)

     

     

    Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

     

    ☒

    Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2025.

     

    ☐

    Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended ______________.

     

     
     


    Section 1 - Conflict Minerals Disclosure

    Item 1.01 Conflict Minerals Disclosure and Report

    Conflict Minerals Disclosure

    Allison Transmission Holdings, Inc. (the “Company”) performed a reasonable country of origin inquiry (“RCOI”) of its global supply chain of direct ferrous, metallic, and electrical component suppliers regarding whether its necessary gold, tantalum, tin and tungsten (“conflict minerals”) originated from the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”). Most of the responses the Company received indicated that the conflict minerals in the suppliers’ components and materials either did not originate from a Covered Country, were not necessary to the functionality of the components and materials or the source country was undeterminable. Further information regarding the Company’s RCOI is included in the Company’s Conflict Minerals Report, which is attached hereto as Exhibit 1.01.

    During its RCOI, the Company was not able to determine whether its necessary conflict minerals may have originated from the Covered Countries and may not have come from recycled or scrap sources. As such, the Company proceeded to exercise due diligence on the source and chain of custody of the conflict minerals. The Conflict Minerals Report includes a discussion of the due diligence procedures performed and the disclosures required by the Securities and Exchange Commission.

    The Company has disclosed a copy of its Conflict Minerals Report on its website at www.allisontransmission.com.

    Item 1.02 Exhibit

    The Company’s Conflict Minerals Report is filed herewith as Exhibit 1.01.

    Section 3 – Exhibits

    Item 3.01 Exhibits

    Exhibit 1.01 Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

     

    Date: May 29, 2026     ALLISON TRANSMISSION HOLDINGS, INC.
        By:  

    /s/ Eric C. Scroggins

          Name: Eric C. Scroggins
          Title: Chief Legal Officer and Assistant Secretary
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