SEC Form SC 13G/A filed by SM Energy Company (Amendment)

1/24/24 12:54:09 PM ET

Oil & Gas Production

Energy

Get the next $SM alert in real time by email

SC 13G/A 1 SM_Energy_Co.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDED FILING SM ENERGY CO (NAME OF ISSUER) COMMON STOCK (TITLE OF CLASS OF SECURITIES) 78454L100 (CUSIP NUMBER) 12/31/2023 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: (X) RULE 13D-1 (B) ( ) RULE 13D-1 (C) ( ) RULE 13D-1 (D) *THE REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING PERSON`S INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF SECURITIES, AND FOR ANY SUBSEQUENT AMENDMENT CONTAINING INFORMATION WHICH WOULD ALTER THE DISCLOSURES PROVIDED IN A PRIOR COVER PAGE. THE INFORMATION REQUIRED IN THE REMAINDER OF THIS COVER PAGE SHALL NOT BE DEEMED TO BE "FILED" FOR THE PURPOSE OF SECTION 18 OF THE SECURITIES EXCHANGE ACT OF 1934 ("ACT") OR OTHERWISE SUBJECT TO THE LIABILITIES OF THAT SECTION OF THE ACT BUT SHALL BE SUBJECT TO ALL OTHER PROVISIONS OF THE ACT (HOWEVER, SEE THE NOTES). CUSIP NO:78454L100 13G Page 2 of 5 Pages 1. NAME OF REPORTING PERSON: STATE STREET CORPORATION I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON: 04-2456637 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP NOT APPLICABLE 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION BOSTON, MASSACHUSETTS 5. SOLE VOTING POWER 0 SHARES 6. SHARED VOTING POWER 6,475,806 7. SOLE DISPOSITIVE POWER 0 SHARES 8. SHARED DISPOSITIVE POWER 6,674,610 9. AGGREGATED AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,674,610 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES NOT APPLICABLE 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.74% 12. TYPE OF REPORTING PERSON HC CUSIP NO: 78454L100 13G Page 3 of 5 Pages ITEM 1. (A) NAME OF ISSUER SM ENERGY CO (B) ADDRESS OF ISSUER`S PRINCIPAL EXECUTIVE OFFICES 1775 SHERMAN STREET SUITE 1200 DENVER CO 80203 UNITED STATES ITEM 2. (A) NAME OF PERSON FILING STATE STREET CORPORATION (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE STATE STREET FINANCIAL CENTER 1 CONGRESS STREET, SUITE 1 BOSTON, MA 02114-2016 (FOR ALL REPORTING PERSONS) (C) CITIZENSHIP: SEE ITEM 4 (CITIZENSHIP OR PLACE OF ORGANIZATION) OF COVER PAGES (D) TITLE OF CLASS OF SECURITIES COMMON STOCK (E) CUSIP NUMBER: 78454L100 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: SEE ITEM 12(TYPE OF REPORTING PERSON) OF THE COVER PAGE FOR EACH REPORTING PERSON AND THE TABLE BELOW, WHICH EXPLAINS THE MEANING OF THE TWO LETTER SYMBOLS APPEARING IN ITEM 12 OF THE COVER PAGES. SYMBOL CATEGORY BK BANK AS DEFINED IN SECTION 3(A) (6) OF THE ACT. IC INSURANCE COMPANY AS DEFINED IN SECTION 3 (A) (19) OF THE ACT IC INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT OF 1940. IA AN INVESTMENT ADVISOR IN ACCORDANCE WITH RULE 13D-1(B) (1) (II) (E). EP AN EMPLOYEE BENEFIT PLAN OR ENDOWMENT FUND IN ACCORDANCE WITH RULE 13D-1(B) (1) (II) (F) . HC A PARENT HOLDING COMPANY OR CONTROL PERSON IN ACCORDANCE WITH RULE 13D-1(B)(1)(II) (G). SA A SAVINGS ASSOCIATIONS AS DEFINED IN SECTION 3(B) OF THE FEDERAL DEPOSIT INSURANCE ACT (12 U.S.C. 1813). CP A CHURCH PLAN THAT IS EXCLUDED FROM THE DEFINITION OF AN INVESTMENT COMPANY UNDER SECTION 3(C)(14) OF THE INVESTMENT COMPANY ACT OF 1940. CUSIP NO:78454L100 13G Page 4 of 5 Pages ITEM 4. OWNERSHIP THE INFORMATION SET FORTH IN ROWS 5 THROUGH 11 OF THE COVER PAGE HERETO FOR EACH OF THE REPORTING PERSONS IS INCORPORATED HEREIN BY REFERENCE. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON SEE EXHIBIT 1 ATTACHED HERETO ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE CUSIP NO:78454L100 13G Page 5 of 5 Pages ITEM 10. CERTIFICATION BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED AND ARE HELD IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED AND ARE NOT HELD FOR THE PURPOSE OR WITH THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF THE SECURITIES AND WERE NOT ACQUIRED AND ARE NOT HELD IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING THAT PURPOSE OR EFFECT. SIGNATURES AFTER REASONABLE INQUIRY AND TO THE BEST OF HIS KNOWLEDGE AND BELIEF, EACH OF THE UNDERSIGNED CERTIFIES THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. STATE STREET CORPORATION ELIZABETH SCHAEFER SENIOR VICE PRESIDENT, DEPUTY CONTROLLER EXHIBIT 1 THE FOLLOWING TABLE LISTS THE IDENTITY AND ITEM 3 CLASSIFICATION OF EACH SUBSIDIARY OF STATE STREET CORPORATION, THE PARENT HOLDING COMPANY, THAT BENEFICIALLY OWNS THE ISSUER`S SECURITIES. PLEASE REFER TO ITEM 3 OF THE ATTACHED SCHEDULE 13G FOR A DESCRIPTION OF EACH OF THE TWO-LETTER SYMBOLS REPRESENTING THE ITEM 3 CLASSIFICATION BELOW. SUBSIDIARY ITEM 3 CLASSIFICATION SSGA FUNDS MANAGEMENT, INC. IA STATE STREET GLOBAL ADVISORS EUROPE LIMITED IA STATE STREET GLOBAL ADVISORS LIMITED IA STATE STREET GLOBAL ADVISORS TRUST COMPANY IA STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED IA STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. IA STATE STREET GLOBAL ADVISORS ASIA LIMITED IA NOTE: ALL OF THE LEGAL ENTITIES ABOVE ARE DIRECT OR INDIRECT SUBSIDIARIES OF STATE STREET CORPORATION.

Get the next $SM alert in real time by email

Recent Analyst Ratings for

$SM

Date	Price Target	Rating	Analyst
6/24/2025		Outperform → Underperform	Raymond James
12/5/2024	$51.00 → $53.00	Overweight → Neutral	Analyst
10/15/2024	$64.00 → $60.00	Hold → Buy	TD Cowen
8/21/2024		Hold → Buy	Tudor, Pickering, Holt & Co.
6/25/2024	$51.00	Hold	Truist
6/21/2024	$63.00	Overweight	Stephens
1/31/2024	$50.00	Neutral → Buy	Seaport Research Partners
11/15/2023	$40.00	Equal Weight	Wells Fargo

More analyst ratings

SEC Form SC 13G/A filed by SM Energy Company (Amendment)

1/24/24 12:54:09 PM ET

$SM

Oil & Gas Production

Energy

Get the next $SM alert in real time by email

Recent Analyst Ratings for

$SM

Date	Price Target	Rating	Analyst
6/24/2025		Outperform → Underperform	Raymond James
12/5/2024	$51.00 → $53.00	Overweight → Neutral	Analyst
10/15/2024	$64.00 → $60.00	Hold → Buy	TD Cowen
8/21/2024		Hold → Buy	Tudor, Pickering, Holt & Co.
6/25/2024	$51.00	Hold	Truist
6/21/2024	$63.00	Overweight	Stephens
1/31/2024	$50.00	Neutral → Buy	Seaport Research Partners
11/15/2023	$40.00	Equal Weight	Wells Fargo

More analyst ratings

SEC Form SC 13G/A filed by SM Energy Company (Amendment)

Crush Q3 2025 with the Best AI Executive Assistant

Recent Analyst Ratings for $SM

SEC Form SC 13G/A filed by SM Energy Company (Amendment)

Crush Q3 2025 with the Best AI Executive Assistant

Recent Analyst Ratings for $SM

$SM Analyst Ratings

Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

SM Energy downgraded by Raymond James

SM Energy downgraded by Analyst with a new price target

SM Energy upgraded by TD Cowen with a new price target

$SM SEC Filings

SM Energy Company filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders

SEC Form 10-Q filed by SM Energy Company

SM Energy Company filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

$SM Press Releases

Fastest customizable press release news feed in the world

SM ENERGY SCHEDULES SECOND QUARTER 2025 EARNINGS RELEASE AND LIVE Q&A CALL

EnerCom Denver Releases Full Presenter Lineup for Landmark 30th Energy Investment Conference

SM ENERGY ANNOUNCES PARTICIPATION IN AN UPCOMING INVESTOR CONFERENCE

$SM Insider Purchases

Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

President & CEO Vogel Herbert S bought $21,320 worth of shares (1,000 units at $21.32), increasing direct ownership by 0.21% to 488,101 units (SEC Form 4)

Director Peru Ramiro G bought $143,600 worth of shares (5,000 units at $28.72), increasing direct ownership by 6% to 82,535 units (SEC Form 4)

President & CEO Vogel Herbert S bought $14,835 worth of shares (500 units at $29.67), increasing direct ownership by 0.10% to 487,101 units (SEC Form 4)

$SM Insider Trading

Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

SVP - Bus Dev & Land Knott Kenneth J. acquired $20,642 worth of shares (831 units at $24.84), converted options into 10,184 shares and covered exercise/tax liability with 2,482 shares, increasing direct ownership by 7% to 131,620 units (SEC Form 4)

EVP & CFO Pursell A Wade converted options into 31,914 shares, covered exercise/tax liability with 12,222 shares and acquired $2,902 worth of shares (136 units at $21.34), increasing direct ownership by 5% to 398,995 units (SEC Form 4)

EVP Corp Development & GC Lebeck James Barker converted options into 11,376 shares, covered exercise/tax liability with 4,978 shares and acquired $9,025 worth of shares (276 units at $32.70), increasing direct ownership by 2,607% to 6,930 units (SEC Form 4)

$SM Large Ownership Changes

This live feed shows all institutional transactions in real time.

SEC Form SC 13G filed by SM Energy Company