SEC Form SC 13G/A filed

3/10/21 4:49:43 PM ET

Semiconductors

Technology

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SC 13G/A 1 quicklogic13gat.txt QUICK LOGIC 13G/A THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* QuickLogic Corporation (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 74837P405 (CUSIP Number) February 28, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person?s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be ?filed? for the purpose of Section 18 of the Securities Exchange Act of 1934 (?Act?) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 74837P405 (1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only): AWM Investment Company, Inc. (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a)___ b)___ (3) SEC Use Only (4) Citizenship or Place of Organization: Delaware, United States Number of Shares Beneficially Owned by Each Reporting Person With (5) Sole Voting Power: 520,143** (6) Shared Voting Power: 0** (7) Sole Dispositive Power: 520,143** (8) Shared Dispositive Power: 0** (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 520,143** (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): (11) Percent of Class Represented by Amount in Row (9): 4.7%** (12) Type of Reporting Person (See Instructions): IA **AWM Investment Company, Inc., a Delaware Corporation (?AWM?), is the investment adviser to Special Situations Technology Fund, L.P. (?TECH?) and Special Situations Technology Fund II, L.P. (?TECH II?). (TECH and TECH II will hereafter be referred to as the ?Funds?). As the investment adviser to the Funds, AWM holds sole voting and investment power over 66,100 shares of Common Stock of the Issuer (the ?Shares?) and 158,760 Warrants to purchase 11,340 Shares of Common Stock held by TECH and 376,900 Shares of Common Stock and 921,240 Warrants to purchase 65,803 Shares of Common Stock held by TECH II. See Items 2 and 4 of this Schedule for additional information. Item 1(a). Name Of Issuer: QuickLogic Corporation Item 1(b). Address of Issuer?s Principal Executive Offices: 2220 Lundy Avenue San Jose, California 95131-1816 Item 2(a). Name of Person Filing: The person filing this report is AWM Investment Company, Inc., a Delaware corporation (?AWM?), which is the investment adviser to Special Situations Technology Fund, L.P., a Delaware limited partnership (?TECH?) and Special Situations Technology Fund II, L.P., a Delaware limited partnership (?TECH II?), (TECH and TECH II will hereafter be referred to as the ?Funds?). The principal business of each Fund is to invest in equity and equity-related securities and other securities of any kind or nature. David M. Greenhouse (?Greenhouse?) and Adam C. Stettner (?Stettner?) are members of SST Advisers, L.L.C., a Delaware limited liability company (?SSTA?), the general partner of TECH and TECH II. Austin W. Marxe, Greenhouse and Stettner are also controlling principals of AWM. Item 2(b). Address of Principal Business Office or, if None, Residence: The principal business address for AWM is c/o Special Situations Funds, 527 Madison Avenue, Suite 2600, New York, NY 10022. Item 2(c). Citizenship: AWM is a Delaware Corporation. Item 2(d). Title of Class of Securities: Common Stock, Par Value $0.001 Item 2(e). CUSIP No.: 74837P405 Item 3. If This Statement Is Filed Pursuant to ??240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a: Not Applicable. Item 4. Ownership (a) Amount Beneficially Owned: 520,143** (b) Percent of Class: 4.7%** (c) Number of Shares as to which the person has: (i) sole power to vote or to direct the vote: 520,143** (ii) shared power to vote or to direct the vote: 0** (iii) sole power to dispose or to direct the disposition of: 520,143** (iv) shared power to dispose or to direct the disposition of: 0** ______________________________________________________________________ ** AWM is the investment adviser to each of the Funds. As the investment adviser to the Funds, AWM holds sole voting and investment power over 66,100 shares of Common Stock of the Issuer (the ?Shares?) and 158,760 Warrants to purchase 11,340 Shares of Common Stock held by TECH and 376,900 Shares of Common Stock and 921,240 Warrants to purchase 65,803 Shares of Common Stock held by TECH II. Greenhouse and Stettner are members of: SSTA, the general partner of TECH and TECH II. Marxe, Greenhouse and Stettner are also controlling principals of AWM. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. _X__ Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 10, 2021 AWM INVESTMENT COMPANY, INC. By: /s/ Adam Stettner Name: Adam Stettner Title: Vice President Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -1-

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Date

Price Target

Rating

Analyst

5/20/2026

$22.00

Strong Buy

Needham

2/9/2026

$10.00

Buy

Lake Street

11/12/2025

Outperform → Market Perform

Northland Capital

12/17/2024

$11.60

Outperform

Northland Capital

SEC Form SC 13G/A filed

3/10/21 4:49:43 PM ET

$QUIK

Semiconductors

Technology

Get the next $QUIK alert in real time by email

Date

Price Target

Rating

Analyst

5/20/2026

$22.00

Strong Buy

Needham

2/9/2026

$10.00

Buy

Lake Street

11/12/2025

Outperform → Market Perform

Northland Capital

12/17/2024

$11.60

Outperform

Northland Capital

SEC Form SC 13G/A filed

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Recent Analyst Ratings for
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SEC Form SC 13G/A filed

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Recent Analyst Ratings for
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Analyst Ratings

Needham initiated coverage on QuickLogic with a new price target

Lake Street initiated coverage on QuickLogic with a new price target

QuickLogic downgraded by Northland Capital

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Insider Purchases

PRESIDENT AND CEO Faith Brian C bought $8,762 worth of shares (1,250 units at $7.01), increasing direct ownership by 0.73% to 171,954 units (SEC Form 4)

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Insider Trading

Director Kim Joyce sold $110,000 worth of shares (5,500 units at $20.00), decreasing direct ownership by 72% to 2,140 units (SEC Form 4)

PRESIDENT AND CEO Faith Brian C exercised 41,480 shares at a strike of $12.05 and sold $848,092 worth of shares (41,480 units at $20.45) (SEC Form 4) to satisfy withholding tax

Director Tauss Gary H sold $42,144 worth of shares (2,195 units at $19.20), decreasing direct ownership by 12% to 15,908 units (SEC Form 4)

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SEC Filings

SEC Form SD filed by QuickLogic Corporation

SEC Form 10-Q filed by QuickLogic Corporation

QuickLogic Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

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Press Releases

QuickLogic Set to Join Russell 2000® and Russell 3000® Indexes

QuickLogic Announces New Seven-Figure FPGA Hard IP Contract

QuickLogic Reports Fiscal First Quarter 2026 Financial Results

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Leadership Updates

QuickLogic Set to Join Russell 2000® and Russell 3000® Indexes

QuickLogic Appoints Quantum Leap Solutions as Authorized Sales Representative

QuickLogic Appoints Ron Shelton to Board of Directors

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Financials

QuickLogic Reports Fiscal First Quarter 2026 Financial Results

QuickLogic to Report First Quarter 2026 Financial Results on Tuesday, May 12

QuickLogic Reports Fiscal Fourth Quarter and Full Year 2025 Financial Results

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Large Ownership Changes