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    SEC Form S-8 filed by ConnectOne Bancorp Inc.

    5/21/26 4:01:37 PM ET
    $CNOB
    Major Banks
    Finance
    Get the next $CNOB alert in real time by email
    S-8 1 cnob20260514_s8.htm FORM S-8 cnob20260514_s8.htm

    As filed with the Securities and Exchange Commission on

    May 21,  2026

    Registration No. 333-_____

     


     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, DC 20549

     


     

    FORM S-8

    REGISTRATION STATEMENT UNDER

    THE SECURITIES ACT OF 1933

     


    newlogo01.jpg

     

     

    CONNECTONE BANCORP, INC.

    (Exact name of Company as specified in its charter)

     

    New Jersey

     

    52-1273725

    (State or other jurisdiction of incorporation)

     

    (IRS Employer Identification No.)

    301 Sylvan Avenue

       

    Englewood Cliffs, New Jersey

     

    07632

    (Address of principal executive offices)

     

    (Zip Code)

     

    2026 EQUITY INCENTIVE PLAN

    (Full title of the plan)

     

    Frank Sorrentino III

    ConnectOne Bancorp, Inc.

    301 Sylvan Avenue

    Englewood Cliffs, NJ 07632

    (Name and address of agent for service)

     

    (844) 266-2548

    (Telephone number, including area code of agent for service)

     

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging grown company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

     

    Large accelerated filer ☒                                                               Accelerated filer                   ☐

    Non-accelerated filer (do not check if a smaller reporting company) ☐                  Smaller reporting company ☐

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.                  ☐

     

     

     

     

    PART II

     

    INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

     

    Item 3. Incorporation of Documents by Reference.

     

    The Company is subject to the informational requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and, accordingly, files periodic reports and other information with the Securities and Exchange Commission (the "SEC"). Reports, proxy statements and other information concerning the Company filed with the SEC may be inspected and copies may be obtained (at prescribed rates) at the SEC's Public Reference Section 100 F Street, N.E., Room 1580 Washington, DC 20549. The Commission also maintains a Website that contains copies of such material. The address of the Commission's Website is http://www.sec.gov.

     

    The following documents filed with the SEC are hereby incorporated by reference into this Registration Statement:

     

     

    (a)

    the Registrant’s annual report on Form 10-K for the year ended December 31, 2025 filed under the Securities Exchange Act of 1934 on February 24, 2026 which contains audited financial statements for the Registrant’s latest fiscal year for which such statements have been filed;

     

     

    (b)

    the Registrant’s quarterly report for the period ended March 31, 2026 on Form 10-Q filed with the SEC on May 5, 2026;

     

     

    (c)

    the Registrant’s current reports on Form 8-K filed with the SEC on January 15, 2026, January 29, 2026, February 12, 2026, April 9, 2026 , April 23, 2026 and May 20, 2026.

     

     

    (d)

    the description of the Registrant’s common stock contained in the Registrant’s Registration Statement on Form 8-A (File No. 000-11486) filed with the Commission on June 5, 1996 under Section 12(g) of the Exchange Act, including any amendments or reports filed for the purpose of updating such description.

     

     

    In addition, all documents subsequently filed by the Company with the SEC pursuant to Sections 12, 13(a), 14 and 15(d) of the Exchange Act after the effective date of this Registration Statement, but prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the respective date of filing of such documents.

     

    Any statement contained in a document incorporated or deemed to be incorporated by reference shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document which also is incorporated or is deemed to be incorporated by reference herein modified or superseded such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

     

     

     

     

    Under no circumstances will any information furnished under current items 2.02 or 7.01 of Form 8-K be deemed incorporated herein by reference unless such Form 8-K expressly provides to the contrary.

     

     

    Item 8. Exhibits.

     

    The following exhibits are filed with this Registration Statement.

     

     

    Exhibit

     

     

    Number

    Description of Exhibit

     

     

    4.1

    2026 Equity Incentive Plan

     

    5

    Opinion of Counsel

     

    23(a)

    Consent of Crowe LLP

     

    23(b)

    Consent of Counsel (included in the Opinion filed as Exhibit 5 hereto)

     

    107

    Calculation of Filing Fee Table

     

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Borough of Englewood Cliffs, State of New Jersey, on the 21st day of May, 2026. Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the date indicated.

     

    ConnectOne Bancorp, Inc.

     

    Signature & Title

    Date

    /s/ Frank Sorrentino III

    May 21, 2026

    Frank Sorrentino III

    Chairman & Chief Executive Officer

    (Principal Executive Officer)

     
       

    /s/ William S. Burns

    May 21, 2026

    William S. Burns

    Senior Executive Vice President & Chief Financial Officer

    (Principal Financial and Accounting Officer)

     
       

    /s/ Frank Baier

    May 21, 2026

    Frank Baier

    Director

     

     

     

    /s/ Christopher Becker

    May 21, 2026

    Christopher Becker

    Director

     
       

    /s/ Stephen Boswell

    May 21, 2026

    Stephen Boswell

    Director

     

            

    /s/ Edward J. Haye

    May 21, 2026

    Edward J. Haye

    Director

     

     

    /s/ Frank Huttle III

    May 21, 2026

    Frank Huttle III

    Director

     
       

    /s/ Michael Kempner 

    May 21, 2026

    Michael Kempner

    Director

     
       

    /s/ Elizabeth Magennis

    May 21, 2026

    Elizabeth Magennis

    Director

     
       

    /s/ Nicholas Minoia

    May 21, 2026

    Nicholas Minoia

    Director

     
       

    /s/ Anson M. Moise

    May 21, 2026

    Anson M. Moise

    Director

     

     

     

     

     

       

    /s/ Katherin Nukk-Freeman

    May 21, 2026

    Katherin Nukk-Freeman

    Director

     

     

     

    /s/ Susan O’Donnell

    May 21, 2026

    Susan O’Donnell

    Director

     

     

    /s/ Peter Quick

    May 21, 2026

    Peter Quick

    Director

     

     

     

    /s/ Daniel Rifkin

    May 21, 2026

    Daniel Rifkin

    Director

     

     
    /s/ Mark Sokolich May 21, 2026

    Mark Sokolich

    Director

     

     

     

     

     

    EXHIBIT INDEX TO REGISTRATION

    STATEMENT ON FORM S-8

    OF CONNECTONE BANCORP. INC.

     

     

    Exhibit

     

     

    Number

    Description of Exhibit

     

     

    4.1

    2026 Equity Incentive Plan

     

     

    5

    Opinion of Counsel

     

     

    23(a)

    Consent of Crowe LLP

     

     

    23(b)

    Consent of Counsel (included in the Opinion filed as Exhibit 5 hereto)

     

     

    107

    Calculation of Filing Fee Table

     

     

     
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