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    SEC Form 8-K filed by Nasdaq Inc.

    6/16/26 4:40:16 PM ET
    $NDAQ
    Investment Bankers/Brokers/Service
    Finance
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    8-K
    0001120193 false 0001120193 2026-06-10 2026-06-10 0001120193 ndaq:CommonStock.01parvaluepershareMember 2026-06-10 2026-06-10 0001120193 ndaq:M4.500PercentSeniorNotesDue2032Member 2026-06-10 2026-06-10 0001120193 ndaq:ZeroPointNineZeroZeroSeniorUnsecuredNotesDue2033Member 2026-06-10 2026-06-10 0001120193 ndaq:ZeroPointEightSevenFivePercentSeniorNotesDue2030Member 2026-06-10 2026-06-10 0001120193 ndaq:OnePointSevenFivePercentSeniorNotesDue2029Member 2026-06-10 2026-06-10
     
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): June 10, 2026

     

     

    Nasdaq, Inc.

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware   001-38855   52-1165937
    (State or other jurisdiction
    of incorporation)
      (Commission
    File Number)
      (I.R.S. Employer
    Identification No.)

     

    151 W. 42nd Street, New York, New York   10036
    (Address of principal executive offices)   (Zip code)

    Registrant’s telephone number, including area code: +1 212 401 8700

    No change since last report

    (Former Name or Address, If Changed Since Last Report)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

     

    Trading
    Symbol(s)

     

    Name of each exchange

    on which registered

    Common Stock, $0.01 par value per share   NDAQ   The Nasdaq Stock Market
        Nasdaq Texas, LLC
    4.500% Senior Notes due 2032   NDAQ32   The Nasdaq Stock Market
    0.900% Senior Notes due 2033   NDAQ33   The Nasdaq Stock Market
    0.875% Senior Notes due 2030   NDAQ30   The Nasdaq Stock Market
    1.75% Senior Notes due 2029   NDAQ29   The Nasdaq Stock Market

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging Growth Company  ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     
     


    Item 5.07.

    Submission of Matters to a Vote of Security Holders.

    On June 10, 2026, Nasdaq, Inc. (the “Company”) held its 2026 Annual Meeting of Shareholders, and the Company’s shareholders took the following actions: (i) elected each of the Company’s twelve nominees for director to serve until the 2027 Annual Meeting of Shareholders and until their successors are duly elected and qualified, (ii) approved the Company’s executive compensation on an advisory basis and (iii) ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.

    The table below shows the voting results, which exclude excess shares that were ineligible to vote as a result of the 5% voting limitation in the Company’s Amended and Restated Certificate of Incorporation, as amended (the “Charter”).

     

               FOR        AGAINST        ABSTAIN        BROKER
    NON-VOTES
     
    Proposal 1: Election of Directors                    

    i.

     

    Melissa M. Arnoldi

           371,650,892          801,492          204,904          26,189,922  

    ii.

     

    Charlene T. Begley

           342,183,018          30,268,143          206,127          26,189,922  

    iii.

     

    Adena T. Friedman

           354,514,962          15,796,027          2,346,298          26,189,922  

    iv.

     

    Essa Kazim

           369,092,164          3,320,248          244,876          26,189,922  

    v.

     

    Thomas A. Kloet

           366,733,439          5,681,837          242,013          26,189,922  

    vi.

     

    Kathryn A. Koch

           371,710,164          740,300          206,824          26,189,922  

    vii.

     

    Holden Spaht

           371,900,236          502,397          254,655          26,189,922  

    viii.

     

    Michael R. Splinter

           361,469,555          10,964,230          223,502          26,189,922  

    ix.

     

    Johan Torgeby

           371,712,026          684,311          260,951          26,189,922  

    x.

     

    Toni Townes-Whitley

           371,715,298          736,563          205,428          26,189,922  

    xi.

     

    Jeffery W. Yabuki

           364,590,859          7,594,153          472,276          26,189,922  

    xii.

     

    Alfred W. Zollar

           369,424,150          2,761,679          471,458          26,189,922  
               FOR        AGAINST        ABSTAIN        BROKER
    NON-VOTES
     
    Proposal 2: Approval of the Company’s Executive Compensation on an Advisory Basis        357,897,727          13,506,434          1,253,128          26,189,922  
               FOR        AGAINST        ABSTAIN        BROKER
    NON-VOTES
     
    Proposal 3: Ratification of the Appointment of Ernst & Young LLP as Nasdaq’s Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2026        376,643,806          22,134,699          166,909          0  


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Dated: June 16, 2026   NASDAQ, INC.
        By:  

    /s/ John A. Zecca

        Name:   John A. Zecca
        Title:   Executive Vice President and Chief Legal Officer
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