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    Bakkt Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    3/17/26 8:37:02 AM ET
    $BKKT
    Finance: Consumer Services
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    Get the next $BKKT alert in real time by email
    bakkt-20260316
    0001820302FALSEMarch 16, 202600018203022026-03-162026-03-160001820302us-gaap:CommonClassAMember2026-03-162026-03-160001820302us-gaap:WarrantMember2026-03-162026-03-16

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    WASHINGTON, DC 20549
    FORM 8-K
    CURRENT REPORT
    Pursuant to Section 13 OR 15(d)
    of The Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported)
    March 16, 2026
    Bakkt, Inc.
    (Exact name of registrant as specified in its charter)
    Delaware
    001-39544
    41-2324812
    (State or other jurisdiction
    of incorporation)
    (Commission
    File Number)
    (IRS Employer
    Identification No.)
    One Liberty Plaza
    1 Liberty Street, Floor 3
    , Suite 305-306,
    New York, New York
    10006
    (Address of principal executive offices)
    (Zip Code)
    Registrant’s telephone number, including area code: (678) 534-5849


    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
    ☐Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:
    Title of each class
    Trading Symbol(s)
    Name of each exchange
    on which registered
    Class A Common Stock, par value $0.0001 per share
    BKKT
    The New York Stock Exchange
    Warrants to purchase Class A Common Stock
    BKKT WS
    The New York Stock Exchange
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐     




    Item 2.02     Results of Operations and Financial Conditions.

    On March 16, 2026 Bakkt, Inc. (the “Company”) issued a Shareholder Letter (the “Letter”) announcing its financial results for the the full year ended December 31, 2025. The Company also posted supplemental presentation materials on its investor relations website (investors.bakkt.com). A copy of this Letter is furnished as Exhibit 99.1 to this current report on Form 8-K and is incorporated herein by reference.

    The information furnished pursuant to Item 2.02 on this Report, including Exhibit 99.1 attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any other filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.


    Item 7.01     Regulation FD Disclosure.

    On March 16, 2026 the Company issued Letter announcing its financial results for the the full year ended December 31, 2025. The Company also posted supplemental presentation materials on its investor relations website (investors.bakkt.com). A copy of the shareholder letter is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

    The information in Item 2.02 and Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.




    Item 9.01     Financial Statements and Exhibits.
    (d) Exhibits

    Exhibit No.Description
    99.1
    Shareholder Letter, dated March 16, 2026
    104Cover Page Interactive Data File (embedded within the Inline XBRL document)



    SIGNATURE
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
    Dated: March 17, 2026
    BAKKT HOLDINGS, INC.
    By:/s/ Marc D'Annunzio
    Name:Marc D’Annunzio
    Title:General Counsel and Secretary



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