Amendment: SEC Form SCHEDULE 13D/A filed by Reviva Pharmaceuticals Holdings Inc.
$RVPH
Biotechnology: Pharmaceutical Preparations
Health Care
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 13)
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REVIVA PHARMACEUTICALS HOLDINGS, INC. (Name of Issuer) |
Common Stock, $0.0001 par value (Title of Class of Securities) |
76152G209 (CUSIP Number) |
Parag Saxena
Vedanta Management, L.P.,, 250 West 55th Street, Ste 16C
New York, NY, 10019
212-710-5220
Vedanta Management, L.P.,, 250 West 55th Street, Ste 16C
New York, NY, 10019
212-710-5220
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
03/20/2026
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP Number(s): | 76152G209 |
| 1 |
Name of reporting person
Parag Saxena | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
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| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
AF, WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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| 6 | Citizenship or place of organization
INDIA
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 11 | Aggregate amount beneficially owned by each reporting person
363,280.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
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| 13 | Percent of class represented by amount in Row (11)
2.8 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person:
See Item 5 for additional information.
SCHEDULE 13D
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| Item 1. | Security and Issuer | |
| (a) | Title of Class of Securities:
Common Stock, $0.0001 par value | |
| (b) | Name of Issuer:
REVIVA PHARMACEUTICALS HOLDINGS, INC. | |
| (c) | Address of Issuer's Principal Executive Offices:
Vedanta Management, L.P., 250 West 55th Street, Ste 16C, New York,
NEW YORK
, 10019. | |
Item 1 Comment:
This Amendment No. 13 to Schedule 13D (this "Amendment No. 13"), filed on behalf of Parag Saxena (the "Reporting Person"), amends and supplements the Schedule 13D filed with the Securities and Exchange Commission (the "SEC") on September 4, 2018, as amended and supplemented by Amendment No. 1, Amendment No. 2 and Amendment No. 3 on January 19, 2021, Amendment No. 4 on June 3, 2021, Amendment No. 5 on September 12, 2022, Amendment No. 6 on November 30, 2023, Amendment No. 7 on May 31, 2024, Amendment No. 8 on August 23, 2024, Amendment No. 9 on January 31, 2025, Amendment No. 10 on July 1, 2025, Amendment No. 11 on September 24, 2025, and Amendment No. 12 on December 22, 2025 (as amended, the "Schedule 13D"). Except as specifically provided herein, this Amendment No. 13 does not modify or amend any of the information previously reported in the Schedule 13D. Capitalized terms used and not otherwise defined herein shall have the meanings ascribed to such terms in the Schedule 13D. | ||
| Item 5. | Interest in Securities of the Issuer | |
| (a) | The information set forth in rows 11 and 13 of the cover page to this Amendment No. 13 are incorporated by reference into this Item 5. The percentage set forth in row 13 of the cover page is based on 12,810,377 outstanding shares of common stock, par value $0.0001 per share ("Common Stock"), of Reviva Pharmaceuticals Holdings, Inc., a Delaware corporation (the "Issuer"), as of March 20, 2026, as reported directly by the Issuer to the Reporting Person. | |
| (b) | The information set forth in rows 7 through 10 of the cover pages to this Amendment No. 13 is incorporated by reference. The 363,280 shares of Common Stock reported as beneficially owned on this Amendment No. 13 by Mr. Saxena consist of the following: (i) 45,047 shares of Common Stock held directly, (ii) 46,550 shares of Common Stock held by Vedanta Associates-R, (iii) 19,950 shares of Common Stock held by Beta Operators, (iv) 4,977 shares of Common Stock held by Vedanta Associates, (v) 60,605 shares of Common Stock underlying warrants held by Vedanta Associates-R, (vi) 58,442 shares of Common Stock underlying warrants held by Beta Operators, (vii) 29,269 shares of Common Stock underlying warrants held by Vedanta R2, (viii) 25,692 shares of Common Stock underlying pre-funded warrants held by Vedanta Associates-R, (ix) 43,479 shares of Common Stock underlying pre-funded warrants held by Beta Operators, (x) 29,269 shares of Common Stock underlying pre-funded warrants held by Vedanta R2, and (xi) 1,480 underlying options that are fully vested as of March 24, 2026 (the "Filing Date"). As a result, Mr. Saxena is deemed to beneficially own approximately 2.8% of the outstanding shares of Common Stock of the Issuer as of the Filing Date. The securities beneficially owned by Mr. Saxena exclude 410 shares underlying options that are unvested as of 60 days of the Filing Date. In accordance with Rule 13d-3, the beneficial ownership percentage for the Reporting Person assumes that the warrants and options that can be exercised within 60 days of the Filing Date, if any, held by the Reporting Person have been exercised, and that no other warrants or options have been exercised. | |
| (c) | The Reporting Person has not effected any transactions during the past sixty (60) days from the date of this filing in any securities of the Issuer. | |
| (d) | Except as otherwise reported herein, no person or entity other than the Reporting Person has the right to receive, or the power to direct the receipt of dividends from, or the proceeds from the sale of the shares of the Common Stock reported on this Schedule 13D. | |
| (e) | The Reporting Person ceased to be a beneficial holder of more than five percent of the Issuer's Common Stock on March 20, 2026. | |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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