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    Amendment: SEC Form SC TO-I/A filed by MFS Investment Grade Municipal Trust

    5/13/26 5:18:34 PM ET
    $CXH
    Investment Managers
    Finance
    Get the next $CXH alert in real time by email
    SC TO-I/A 1 c116396_sctoia.htm

    united states
    SECURITIES AND EXCHANGE COMMISSION
    WASHINGTON, D.C. 20549

     

     

     

    SCHEDULE TO

     

    TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1)
    OF THE SECURITIES EXCHANGE ACT OF 1934

     

    (Amendment No. 2)

     

     

     

    MFS Investment Grade Municipal Trust

    (Name of Subject Company (Issuer))

     

    MFS Investment Grade Municipal Trust
    (Name of Filing Person (Issuer))

     

    Common Shares, Without Par
    (Title of Class of Securities)

     

    59318B108
    (CUSIP Number of Class of Securities)

     

    Christopher R. Bohane
    Massachusetts Financial Services Company
    111 Huntington Avenue
    Boston, MA 02199
    Telephone: (617) 954-5000

    (Name, address and telephone number of person authorized to receive notices and communications on behalf of filing persons)

     

     

     

    With a Copy to:

     

    David C. Sullivan
    Ropes & Gray LLP
    Prudential Tower
    800 Boylston Street
    Boston, MA 02199-3600
    Telephone: (617) 951-7000

     

     

     

    oCheck the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
      
     Check the appropriate boxes below to designate any transactions to which the statement relates:
     
      o third party tender offer subject to Rule 14d-1.
      x issuer tender offer subject to Rule 13e-4.
      o going-private transaction subject to Rule 13e-3.
      o amendment to Schedule 13D under Rule 13d-2.

     

    Check the following box if the filing is a final amendment reporting the results of the tender offer. o

     

    If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon:

     

      o Rule 13e-4(i) (Cross-Border Issuer Tender Offer)
      o Rule 14d-1(d) (Cross-Border Third-Party Tender Offer)

    -2-

    explanatory note

     

    This Amendment No. 2 (“Amendment No. 2”) amends and supplements the Schedule TO filed with the U.S, Securities and Exchange Commission (the “SEC”) on March 4, 2026, as first amended April 13, 2026, regarding the communications made for the commencement of a tender offer (the “Offer”) on April 13, 2026 by MFS Investment Grade Municipal Trust, a closed-end management investment company (the “Fund”), to purchase for cash up to 50% or 4,099,610 shares of the Fund’s outstanding common shares (the “Shares”) upon the terms and subject to the conditions of the Offer.

     

    This Amendment No. 2 to Schedule TO is intended to satisfy the requirements pursuant to Rule 13e-4(c)(3) of the Exchange Act.

     

    Forward-Looking Statements

     

    This document contains statements regarding plans and expectations for the future that constitute forward-looking statements within The Private Securities Litigation Reform Act of 1995. All statements other than statements of historical fact are forward-looking and can be identified by the use of words such as “may,” “will,” “expect,” “anticipate,” “estimate,” “believe,” “continue,” or other similar words. Such forward-looking statements are based on the Fund’s current plans and expectations, are not guarantees of future results or performance, and are subject to risks and uncertainties that could cause actual results to differ materially from those described in the forward-looking statements. All forward-looking statements are as of the date of this release only; the Fund undertakes no obligation to update or review any forward-looking statements. You are urged to carefully consider all such factors.

     

    Items 1 through 11 and Item 13

     

    The information set forth in the Offer to Purchase and the related Letter of Transmittal is incorporated herein by reference into this Amendment No. 2 in answer to Item 1 through Item 11 and Item 13 of Schedule TO.

     

    Items 12. EXHIBITS

     

    Item 12 of the Schedule TO is hereby amended and supplemented to add the following exhibits:

     

    Exhibit No. Document

     

    (a)(1)(i) Offer to Purchase dated April 13, 2026.1
       
    (a)(1)(ii) Letter of Transmittal.1
       
    (a)(1)(iii) Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.1
       
    (a)(1)(iv) Letter to Clients.1
       

    (a)(1)(v)

    Notice of Withdrawal.1

       
    (a)(2) None.
       
    (a)(3) Not Applicable.

    -3-

    (a)(4) Not Applicable.
       
    (a)(5)(iii) Press Release issued on April 13, 2026.1
       
    (a)(5)(iv) Press Release issued on May 13, 2026.2
       
    (d) None.
       
    (g) None.
       
    (h) None.
       
    (s) Filing Fee Table.2
       

    1 Previously filed on April 6, 2026, as an exhibit to the Schedule TO.

    2 Filed herewith.

    -4-

    SIGNATURE

     

    After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

           
      MFS Investment Grade Municipal Trust
         
      By:   /s/ Christopher R. Bohane
      Name:   Christopher R. Bohane
      Title:   Assistant Secretary and Assistant Clerk

    -5-

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