Amendment: Bakkt Inc. filed SEC Form 8-K: Financial Statements and Exhibits
$BKKT
Finance: Consumer Services
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
April 30, 2026
(Exact name of registrant as specified in its charter)
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Registrant’s telephone number, including area code: (332 ) 203-3017
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
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EXPLANATORY NOTE
This Current Report on Form 8-K/A amends the Current Report on Form 8-K filed by Bakkt, Inc. (the “Company”) on April 30, 2026 solely to provide the financial statements and pro forma financial information required by Item 9.01 of Form 8-K.
As described in the Company’s definitive proxy statement dated February 13, 2026 (the “Proxy Statement”), the Proxy Statement included, for informational purposes only, combined unaudited financial information for the year ended December 31, 2025 (“FY2025”) of (x) Distributed Technologies Research Global Ltd. (“DTR”) and its consolidated subsidiaries (collectively, the “DTR Group”) and (y) UAB Unblock LT (“Unblock”). Although Unblock was not part of the DTR Group during FY2025, those entities were under common management during the period and, as described further below, the operations of Unblock were transferred to an entity that is part of the DTR Group effective January 1, 2026. This Current Report instead includes the audited consolidated financial statements (the “FY2025 Audited Financial Statements”) of the DTR Group, which constitutes the acquired business for purposes of Item 9.01 of Form 8-K. Because Unblock was not a consolidated subsidiary of DTR during FY2025, its historical results are not included in the FY2025 Audited Financial Statements, which are required by Item 9.01.
Unblock operated under a Lithuanian virtual asset service provider license through December 31, 2025. Effective January 1, 2026, the regulated financial services activities previously conducted through Unblock were transitioned to Peermanent Prosta Spółka Akcyjna (Poland), a wholly owned consolidated subsidiary of DTR. Accordingly, the results of those operations are reflected in the unaudited consolidated financial statements of the DTR Group for the three months ended March 31, 2026 included as Exhibit 99.2 to this Current Report and, consequently, in the unaudited pro forma financial information for the three months ended March 31, 2026 included as Exhibit 99.3 to this Current Report.
Item 9.01 Financial Statements and Exhibits.
(a) Audited financial statements of the acquired business as of and for the year ended December 31, 2025.
(b) Unaudited financial statements of the acquired business as of and for the three months ended March 31, 2026.
(c) Unaudited pro forma financial information.
(d) Exhibits
Exhibit No. | Description | |||||||||||||||||||
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |||||||||||||||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Dated: July 16, 2026
| BAKKT, INC. | ||||||||
| By: | /s/ Karen Alexander | |||||||
| Name: | Karen Alexander | |||||||
| Title: | Chief Financial Officer | |||||||