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    LPL Financial Holdings Inc.

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    $LPLA
    Investment Bankers/Brokers/Service
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    LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and business development companies. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

    IPO Year: 2010

    Exchange: NASDAQ

    Website: lpl.com

    Peers

    $SF

    Recent Analyst Ratings for LPL Financial Holdings Inc.

    DatePrice TargetRatingAnalyst
    4/8/2026$350.00Outperform
    Keefe Bruyette
    4/8/2026$380.00Neutral → Buy
    UBS
    12/11/2025$406.00Neutral
    UBS
    10/9/2025Underperform → Mkt Perform
    Raymond James
    10/3/2025$365.00Outperform
    BMO Capital Markets
    9/19/2025$390.00Buy → Neutral
    Rothschild & Co Redburn
    9/12/2025$405.00Buy
    Goldman
    7/9/2025$80.00Neutral → Sell
    Citigroup
    6/9/2025$400.00Buy → Neutral
    Citigroup
    6/9/2025$460.00Neutral → Buy
    Redburn Atlantic
    See more ratings

    LPL Financial Holdings Inc. Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

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    Keefe Bruyette resumed coverage on LPL Financial with a new price target

    Keefe Bruyette resumed coverage of LPL Financial with a rating of Outperform and set a new price target of $350.00

    4/8/26 8:37:23 AM ET
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    LPL Financial upgraded by UBS with a new price target

    UBS upgraded LPL Financial from Neutral to Buy and set a new price target of $380.00

    4/8/26 8:23:44 AM ET
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    UBS resumed coverage on LPL Financial with a new price target

    UBS resumed coverage of LPL Financial with a rating of Neutral and set a new price target of $406.00

    12/11/25 9:11:20 AM ET
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    LPL Financial upgraded by Raymond James

    Raymond James upgraded LPL Financial from Underperform to Mkt Perform

    10/9/25 8:21:43 AM ET
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    BMO Capital Markets initiated coverage on LPL Financial with a new price target

    BMO Capital Markets initiated coverage of LPL Financial with a rating of Outperform and set a new price target of $365.00

    10/3/25 8:41:45 AM ET
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    LPL Financial downgraded by Rothschild & Co Redburn with a new price target

    Rothschild & Co Redburn downgraded LPL Financial from Buy to Neutral and set a new price target of $390.00

    9/19/25 11:32:44 AM ET
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    Goldman resumed coverage on LPL Financial with a new price target

    Goldman resumed coverage of LPL Financial with a rating of Buy and set a new price target of $405.00

    9/12/25 7:52:13 AM ET
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    LPL Financial downgraded by Citigroup with a new price target

    Citigroup downgraded LPL Financial from Neutral to Sell and set a new price target of $80.00

    7/9/25 8:17:36 AM ET
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    LPL Financial downgraded by Citigroup with a new price target

    Citigroup downgraded LPL Financial from Buy to Neutral and set a new price target of $400.00

    6/9/25 7:47:18 AM ET
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    LPL Financial upgraded by Redburn Atlantic with a new price target

    Redburn Atlantic upgraded LPL Financial from Neutral to Buy and set a new price target of $460.00

    6/9/25 7:44:05 AM ET
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    LPL Financial Holdings Inc. Insider Trading

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    Group Managing Director Jambusaria Aneri sold $94,248 worth of shares (308 units at $306.00) as part of a pre-agreed trading plan, decreasing direct ownership by 5% to 6,415 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/22/26 4:07:50 PM ET
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    Group Managing Director Gates Greg covered exercise/tax liability with 232 shares, decreasing direct ownership by 1% to 20,532 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/15/26 4:45:36 PM ET
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    Group Managing Director Cohen Marc Eliot covered exercise/tax liability with 44 shares, decreasing direct ownership by 1% to 4,356 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/15/26 4:44:14 PM ET
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    Director Thomas Corey E. was granted 7 shares, increasing direct ownership by 0.05% to 14,908 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/8/26 4:15:12 PM ET
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    Director Schifter Richard P was granted 19 shares, increasing direct ownership by 0.05% to 39,178 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/8/26 4:13:29 PM ET
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    Director Putnam James S was granted 10 shares, increasing direct ownership by 0.01% to 137,290 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/8/26 4:11:51 PM ET
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    Director Mnookin Allison was granted 3 shares, increasing direct ownership by 0.03% to 11,761 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/8/26 4:10:07 PM ET
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    Director Glavin William Francis Jr was granted 15 shares, increasing direct ownership by 0.06% to 24,064 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/8/26 4:08:26 PM ET
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    Director Eberhart Paulett was granted 5 shares, increasing direct ownership by 0.03% to 17,760 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/8/26 4:06:53 PM ET
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    Director Bernard Edward C was granted 4 shares, increasing direct ownership by 0.02% to 16,259 units (SEC Form 4)

    4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

    6/8/26 4:05:18 PM ET
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    LPL Financial Holdings Inc. Press Releases

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    LPL Welcomes John and Brian Bizjack to Ascendus Financial Advisors

    SAN DIEGO, July 21, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors John Bizjack and Brian Bizjack have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform, aligned with Ascendus Financial Advisors, an existing firm supporting LPL-affiliated advisors. They reported serving approximately $145 million in advisory, brokerage and retirement plan assets* and join LPL from Morgan Stanley. Based in Tulsa, Okla., they operate a family-owned practice, with brothers John and Brian continuing in the path of their father Paul, who served as a financial advisor for 40 years. Their client base consists of families and individuals near

    7/21/26 9:00:00 AM ET
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    LPL Financial Welcomes Advisor Alan Feutz

    SAN DIEGO, July 16, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Alan Feutz, CFP®, has joined Genesis Wealth, an LPL-aligned wealth management firm, through LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platforms. Feutz reported serving approximately $725 million in advisory, brokerage and retirement plan assets* and joins from J.P. Morgan. Based outside of Chicago in Deerfield, Ill., Feutz brings more than two decades of industry experience and works primarily with individuals and families who are approaching or living in retirement. His practice emphasizes comprehensive wealth management, including retirement planning, tax-awa

    7/16/26 8:55:00 AM ET
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    LPL Financial Welcomes Buell Wealth Management

    SAN DIEGO, July 15, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Buell Wealth Management have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $370 million in advisory, brokerage and retirement plan assets* and joins from Buell Securities Corporation. Based in Glastonbury, Conn., Buell Wealth Management is led by Chief Executive Officer Chris Berris, who has more than 40 years of industry experience and has served in his leadership role since 1997. His former advisory practice, Buell Securities Corporation, had deep roots dating back to 1921. The five advisors of Buel

    7/15/26 8:55:00 AM ET
    $LPLA
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    LPL Financial Welcomes HighWater Wealth to Quotient Advisor Partners

    SAN DIEGO, July 14, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the advisors of HighWater Wealth have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform, aligned with Quotient Advisor Partners, an existing firm supporting LPL-affiliated advisors. The team reported serving approximately $2.4 billion in advisory assets* and joins LPL from U.S. Bank. Based in San Diego, HighWater Wealth provides multi-generational office services for high-net-worth individuals and families. The team consists of Kristian Forster, Mike Rookus, Falko Hörnicke, CFA®, CFP®, Tim Davidson, CFA®, and Brian Rissman. HighWater Wealth takes a planning-first approa

    7/14/26 8:55:00 AM ET
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    LPL Financial Announces Second Quarter 2026 Earnings Release Date and Conference Call

    SAN DIEGO, July 09, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report second quarter financial results after the market closes on Thursday, July 30. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader i

    7/9/26 4:05:00 PM ET
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    LPL Financial and Commonwealth Recognized as Top-Ranked Firms for Independent Advisor Satisfaction

    SAN DIEGO, July 09, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) today announced that its firms earned the #1 and #2 rankings in the JD Power 2026 U.S. Financial Advisor Satisfaction Study in the category of "Independent Advisor Satisfaction Among Financial Investment Firms." Commonwealth Financial Network, acquired by LPL in 2025, secured its 13th consecutive #1 ranking, while LPL Financial LLC rose to #2 overall. The results reflect a system intentionally built around advisor success — one that combines Commonwealth’s long-standing model of deeply personalized service with LPL’s scale, innovation and expanding capabilities. Together, the firms represent the top two

    7/9/26 8:15:00 AM ET
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    Cypress Point Wealth Partners Joins LPL’s Independent Advisor Network

    SAN DIEGO, July 08, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Brian Lubel, CFP®, CLU®, ChFC®, has affiliated with LPL Financial’s supported independence model, LPL Independent Advisor Network, to support his existing independent practice, Cypress Point Wealth Partners. He reported serving approximately $175 million in advisory, brokerage and retirement plan assets* and joins LPL from MML Investors Services, a subsidiary of MassMutual. Based outside Orlando, Fla., Lubel founded Cypress Point Wealth Partners to deliver planning-focused, relationship-driven financial guidance. With a client base that includes business owners and driven professionals, h

    7/8/26 8:55:00 AM ET
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    LPL Research Team Releases Midyear Outlook 2026: Policy-Driven Markets, AI Evolution and the Case for Balance

    SAN DIEGO, July 07, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC today released its Midyear Outlook 2026: Policy, Buildouts and Bottlenecks. Setting the tone for the second half of the year, the report provides a comprehensive analysis of the economic and market environment and outlines key considerations for investors navigating an increasingly policy-driven and complex landscape. The Midyear Outlook underscores how markets are being shaped by the interaction of policy decisions, geopolitical developments and the ongoing evolution of artificial intelligence (AI). As the year progresses, the report highlights how resilient corporate earnings, moderating but positive economic growth, and per

    7/7/26 9:00:00 AM ET
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    LPL Financial Welcomes Advisor David Logsdon

    SAN DIEGO, July 07, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that David Logsdon has joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. Logsdon reported serving approximately $380 million in advisory, brokerage and retirement plan assets* and joins LPL from Wells Fargo Advisors. Based in the Sun Valley, Idaho area, Logsdon is the founder of Summit Ridge Financial Advisors and brings 30 years of industry experience serving individuals, families, nonprofit organizations and small businesses across the country. Throughout his career, he has built his business on the belief that financial advice should be as unique as the families he serves

    7/7/26 8:55:00 AM ET
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    Haskin Private Wealth Advisors Joins LPL’s Independent Advisor Network

    SAN DIEGO, July 07, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Doug Haskin, CRPS®, CPFA®, and Jenny Haskin have launched a new independent practice, Haskin Private Wealth Advisors, through affiliation with LPL Financial’s supported independence model, LPL Independent Advisor Network. The advisors oversee approximately $170 million in advisory, brokerage and retirement plan assets* and join LPL from Wells Fargo. Based in Sacramento, Calif., Doug and Jenny Haskin bring more than two decades of combined industry experience to their practice. Having worked together for approximately six years, the husband-and-wife team serves a diverse client base that

    7/7/26 8:50:00 AM ET
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    LPL Financial Holdings Inc. SEC Filings

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    LPL Financial Holdings Inc. filed SEC Form 8-K: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

    8-K - LPL Financial Holdings Inc. (0001397911) (Filer)

    5/15/26 4:11:20 PM ET
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    SEC Form SCHEDULE 13G filed by LPL Financial Holdings Inc.

    SCHEDULE 13G - LPL Financial Holdings Inc. (0001397911) (Subject)

    5/14/26 12:51:04 PM ET
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    SEC Form 10-Q filed by LPL Financial Holdings Inc.

    10-Q - LPL Financial Holdings Inc. (0001397911) (Filer)

    5/4/26 8:38:32 AM ET
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    LPL Financial Holdings Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

    8-K - LPL Financial Holdings Inc. (0001397911) (Filer)

    4/30/26 4:10:31 PM ET
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    SEC Form 144 filed by LPL Financial Holdings Inc.

    144 - LPL Financial Holdings Inc. (0001397911) (Subject)

    4/14/26 4:23:46 PM ET
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    SEC Form DEFA14A filed by LPL Financial Holdings Inc.

    DEFA14A - LPL Financial Holdings Inc. (0001397911) (Filer)

    4/2/26 4:09:42 PM ET
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    SEC Form DEF 14A filed by LPL Financial Holdings Inc.

    DEF 14A - LPL Financial Holdings Inc. (0001397911) (Filer)

    4/2/26 4:06:58 PM ET
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    Amendment: SEC Form SCHEDULE 13G/A filed by LPL Financial Holdings Inc.

    SCHEDULE 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    3/27/26 10:30:47 AM ET
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    SEC Form PRE 14A filed by LPL Financial Holdings Inc.

    PRE 14A - LPL Financial Holdings Inc. (0001397911) (Filer)

    3/19/26 5:19:09 PM ET
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    SEC Form 144 filed by LPL Financial Holdings Inc.

    144 - LPL Financial Holdings Inc. (0001397911) (Subject)

    3/2/26 3:34:10 PM ET
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    LPL Financial Holdings Inc. Financials

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    LPL Financial Announces Second Quarter 2026 Earnings Release Date and Conference Call

    SAN DIEGO, July 09, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report second quarter financial results after the market closes on Thursday, July 30. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader i

    7/9/26 4:05:00 PM ET
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    LPL Financial Announces First Quarter 2026 Results

    Key Financial Results Net income was $356 million, translating to diluted earnings per share ("EPS") of $4.43, up 4% from a year ago Adjusted EPS* increased 9% year-over-year to $5.60 Gross profit* increased 25% year-over-year to $1,593 millionCore G&A* increased 29% year-over-year to $532 millionAdjusted pre-tax income* increased 20% year-over-year to $613 million Key Business Results Total client assets increased 30% year-over-year to $2.3 trillion Advisory assets increased 42% year-over-year to $1.4 trillionAdvisory assets as a percentage of total client assets increased to 59.5%, up from 54.5% a year ago Total organic net new assets were $21 billion, repre

    4/30/26 4:05:00 PM ET
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    LPL Financial Announces First Quarter 2026 Earnings Release Date and Conference Call

    SAN DIEGO, April 09, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report first quarter financial results after the market closes on Thursday, April 30. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader

    4/9/26 4:23:04 PM ET
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    LPL Financial Announces Fourth Quarter and Full Year 2025 Earnings Release Date and Conference Call

    SAN DIEGO, Jan. 08, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report fourth quarter and full year financial results after the market closes on Thursday, January 29. The Company will host a conference call to discuss its results at 5 p.m. ET the same day.The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S

    1/8/26 4:05:00 PM ET
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    Republic Capital Group Advises Private Advisor Group on its Minority Investment by LPL Financial

    NEW YORK and MORRISTOWN, N.J., Nov. 20, 2025 /PRNewswire/ -- Republic Capital Group ("Republic"), a leading investment bank specializing in strategic and financial advisory services for wealth and asset management firms and their clients, today announced that it served as the investment banking advisor to Private Advisor Group, with $41.3 billion in AUM, as LPL Financial Holdings Inc. (NASDAQ:LPLA) (together with its subsidiaries, including LPL Financial LLC, "LPL Financial" or "LPL") acquires a minority ownership stake, marking a new chapter in their nearly three-decade relationship. The investment strengthens the strategic ties between the organizations and supports Private Advisor Group's

    11/20/25 12:12:00 PM ET
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    LPL Financial Announces Third Quarter 2025 Results

    Key Financial Results: Net loss was $30 million, translating to diluted loss per share ("EPS") of $0.37 This included $419 million, or $5.21 per share, of one-time acquisition costs incurred at the closing of the Commonwealth Financial Network ("Commonwealth") acquisition Adjusted EPS* increased 25% year-over-year to $5.20 Gross profit* increased 31% year-over-year to $1,479 millionCore G&A* increased 33% year-over-year to $477 millionAdjusted pre-tax income* increased 35% year-over-year to $569 million Key Business Results: Total advisory and brokerage assets increased 45% year-over-year to $2.3 trillion Advisory assets increas

    10/30/25 4:05:00 PM ET
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    LPL Financial Announces Third Quarter 2025 Earnings Release Date and Conference Call

    SAN DIEGO, Oct. 09, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report third quarter financial results after the market closes on Thursday, October 30. The Company will host a conference call to discuss its results at 5 p.m. ET the same day.The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader i

    10/9/25 4:19:04 PM ET
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    LPL Financial Announces Second Quarter 2025 Results

    Key Financial Results: Net Income was $273 million, translating to diluted earnings per share ("EPS") of $3.40, up 5% from a year agoAdjusted EPS* increased 16% year-over-year to $4.51 Gross profit* increased 21% year-over-year to $1,304 millionCore G&A* increased 15% year-over-year to $426 millionAdjusted pre-tax income* increased 23% year-over-year to $490 million Key Business Results: Total advisory and brokerage assets increased 28% year-over-year to $1.9 trillion Advisory assets increased 28% year-over-year to $1.1 trillionAdvisory assets as a percentage of total assets decreased to 55.3%, down from 55.4% a year ago Total organic net new assets were $21 billion, representing 5% annu

    7/31/25 4:05:00 PM ET
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    LPL Financial Announces Second Quarter 2025 Earnings Release Date and Conference Call

    SAN DIEGO, July 10, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report second quarter financial results after the market closes on Thursday, July 31. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader i

    7/10/25 4:05:00 PM ET
    $LPLA
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    LPL Financial Announces First Quarter 2025 Earnings Release Date and Conference Call

    SAN DIEGO, April 17, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report first quarter financial results after the market closes on Thursday, May 8. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in

    4/17/25 4:05:00 PM ET
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    LPL Financial Holdings Inc. Large Ownership Changes

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    SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

    SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    2/13/24 5:08:09 PM ET
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    SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

    SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    2/12/24 4:17:19 PM ET
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    SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

    SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    4/10/23 1:39:59 PM ET
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    SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

    SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    2/9/23 10:21:20 AM ET
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    SEC Form SC 13G filed by LPL Financial Holdings Inc.

    SC 13G - LPL Financial Holdings Inc. (0001397911) (Subject)

    2/3/23 4:27:57 PM ET
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    SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

    SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    12/9/22 2:19:01 PM ET
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    SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

    SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    2/10/22 8:22:21 AM ET
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    SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

    SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    2/4/22 9:21:27 AM ET
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    SEC Form SC 13G/A filed

    SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    2/11/21 4:47:20 PM ET
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    SEC Form SC 13G/A filed

    SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

    2/10/21 11:22:44 AM ET
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    LPL Financial Holdings Inc. Leadership Updates

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    LPL Financial Welcomes Buell Wealth Management

    SAN DIEGO, July 15, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Buell Wealth Management have joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $370 million in advisory, brokerage and retirement plan assets* and joins from Buell Securities Corporation. Based in Glastonbury, Conn., Buell Wealth Management is led by Chief Executive Officer Chris Berris, who has more than 40 years of industry experience and has served in his leadership role since 1997. His former advisory practice, Buell Securities Corporation, had deep roots dating back to 1921. The five advisors of Buel

    7/15/26 8:55:00 AM ET
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    LPL Financial Welcomes Daniel Zacharias to Decorum Wealth Management

    SAN DIEGO, June 17, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Daniel Zacharias has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform, aligned with Decorum Wealth Management, an existing LPL Strategic Wealth firm. Zacharias reported serving approximately $250 million in advisory, brokerage and retirement plan assets* and joins from UBS Financial Services. Zacharias has almost 20 years of industry experience and a well-rounded background across multiple areas of financial services. As a second-generation financial advisor, he began his career in national accounts in Silicon Valley before transitioning into the mortg

    6/17/26 8:55:00 AM ET
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    LPL Welcomes Michael Dworetsky to Lighthouse Private Wealth

    SAN DIEGO, Feb. 26, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that veteran financial advisor Michael Dworetsky, has joined LPL Financial's broker-dealer, Registered Investment Advisor (RIA), aligned with Lighthouse Private Wealth, an existing firm supporting LPL-affiliated advisors. He reports serving approximately $200 million in advisory, brokerage and retirement plan assets and joins LPL from StoneX. Dworetsky brings 45 years of industry experience, beginning his career in accounting before transitioning into wealth management. His practice centers on long-term planning, multigenerational client relationships and personalized portfolio management for professionals, bus

    2/26/26 8:55:00 AM ET
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    LPL Financial Welcomes Wealth Innovations

    SAN DIEGO, Feb. 03, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Wealth Innovations, LLC have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $200 million in advisory, brokerage and retirement plan assets* and join LPL from Osaic. Based in Richmond, Va., Wealth Innovations is led by industry veteran Jim LaNeave, who brings nearly four decades of leadership and financial planning experience, alongside Marian Crawford, CFP®, and Samuel LaNeave. The team also includes Ashley LaNeave, Jeffery Brallier, Diane Norris and Janyce LaNeave. Together, they serve clients primarily a

    2/3/26 8:55:00 AM ET
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    LPL Financial Appoints Ilan Davidovici as Executive Vice President, Corporate Strategy

    SAN DIEGO, Jan. 12, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading wealth management firm, today announced that Ilan Davidovici has joined the firm as executive vice president, Corporate Strategy. In this role, Davidovici will lead LPL's Corporate Strategy team, partnering across the organization to define long-term vision, shape strategic priorities, evaluate growth opportunities and position LPL for sustainable success. Davidovici brings more than 20 years of experience driving transformation and growth across the financial services industry. Most recently, he served as principal and general partner at Edward Jones, where he led client and branch experience management and impleme

    1/12/26 9:00:00 AM ET
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    Somesh Khanna Elected to LPL Financial Board of Directors

    SAN DIEGO, Jan. 08, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA), a leading wealth management firm, today announced that Somesh Khanna has been elected to the company's board of directors as an independent director. Khanna currently serves as a senior advisor at McKinsey & Company and is the executive co-chair of Apexon, a technology services firm specializing in artificial intelligence, data and digital-first solutions. He also serves on the boards of KeyCorp and Persado. Khanna brings more than three decades of leadership experience in consulting and financial services, with deep expertise in digital strategy, organizational transformation and productivity-enhanci

    1/8/26 9:00:00 AM ET
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    Matthew Morningstar Joins LPL as Chief Legal Officer

    SAN DIEGO, Dec. 05, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC (NASDAQ:LPLA), a leading wealth management firm, today announced the appointment of Matthew Morningstar as group managing director and chief legal officer. In this role, Morningstar joins the firm's Management Committee and oversees the Legal, Policy and Community Impact teams, driving strategic legal guidance, public policy engagement and community initiatives across the enterprise. Morningstar previously served at LPL in leadership roles across advisory and commercial law, litigation and regulatory affairs, and as a board member for the Private Trust Company, Fiduciary Trust Company and LPL Foundation. Most recently, Morning

    12/5/25 9:00:00 AM ET
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    Commonwealth Welcomes Vahanian & Associates Financial Planning Inc.

    Longstanding firm selects Commonwealth for elevated service and personalized support. Commonwealth Financial Network®, a national RIA dedicated to providing financial advisors with holistic, integrated business solutions, has added Vahanian & Associates Financial Planning Inc. to its independent advisor network. The team, based in Saratoga Springs, New York, oversees nearly $230 million in client assets¹ and joins from Osaic. Led by Jeffrey Vahanian, CFP®, president, CEO, and financial advisor; Bonnie Boyce, MBA, CFP®, vice president, chief financial officer, and chief compliance officer; and Cameron Corsi, vice president, chief strategy officer, and wealth advisor, Vahanian delivers fi

    10/7/25 9:00:00 AM ET
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    GTCR Completes Acquisition of FMG, the Leading Marketing Automation Platform for Financial Advisors

    Firm executes Leaders Strategy™ partnership with former LPL Financial CEO Mark Casady, who joins company as Executive Chairman CHICAGO, Sept. 10, 2025 /PRNewswire/ -- GTCR, a leading private equity firm, announced today that it has closed the previously announced acquisition of FMG Suite ("FMG" or "the Company"), a leading provider of advisor-led marketing automation software to financial advisors and insurance agents, from Aurora Capital Partners. As part of the Leaders Strategy™ investment approach, Mark Casady, former Chairman and CEO of LPL Financial (NASDAQ:LPLA), will jo

    9/10/25 9:30:00 AM ET
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    LPL Financial Welcomes Chief People Officer Emily Field

    SAN DIEGO, Aug. 04, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading wealth management firm, today announced the appointment of Emily Field as group managing director and chief people officer. In this role, Field joins the firm's Management Committee and will lead the Human Resources function, overseeing talent strategy and employee experience for over 9,000 employees. Field brings deep expertise in organizational performance and workforce transformation, having previously served as a partner at McKinsey & Company in its People and Organizational Performance Practice. There, she led enterprise-scale transformations for global institutions, focusing on operating model redesign, talent

    8/4/25 9:00:00 AM ET
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