SEC Form SC 13G/A filed by Arcus Biosciences Inc. (Amendment)
| UNITED STATES | ||
| SECURITIES AND EXCHANGE COMMISSION | ||
| Washington, D.C. 20549 | ||
| SCHEDULE 13G | ||
| (Rule 13d-102) | ||
| Information Statement Pursuant to Rules 13d-1 and 13d-2 | ||
| Under the Securities Exchange Act of 1934 | ||
| (Amendment No. 1)* | ||
| Arcus Biosciences, Inc. | ||
| (Name of Issuer) | ||
| Common stock, par value $0.0001 per share | ||
| (Title of Class of Securities) | ||
| 03969F109 | ||
| (CUSIP Number) | ||
| December 31, 2022 | ||
| (Date of Event Which Requires Filing of the Statement) | ||
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 03969F109 | 13G | Page 2 of 10 Pages |
1. |
NAME OF REPORTING PERSON
PFM Health Sciences, LP | ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x | ||
3. |
SEC USE ONLY
| ||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5. |
SOLE VOTING POWER 0 | |
6. |
SHARED VOTING POWER
2,703,287 shares | ||
7. |
SOLE DISPOSITIVE POWER 0 | ||
8.
|
SHARED DISPOSITIVE POWER See Row 6 above | ||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above | ||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| ||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7%1 | ||
12.
|
TYPE OF REPORTING PERSON IA; PN | ||
| 1 | The percentages reported in this Schedule 13G are based upon 72,407,706 shares of common stock outstanding as of October 28, 2022 (according to the issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 2, 2022). |
| CUSIP No. 03969F109 | 13G | Page 3 of 10 Pages |
1. |
NAME OF REPORTING PERSON
PFM Health Sciences GP, LLC | ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x | ||
3. |
SEC USE ONLY
| ||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5. |
SOLE VOTING POWER 0 | |
6. |
SHARED VOTING POWER
2,703,287 shares | ||
7. |
SOLE DISPOSITIVE POWER 0 | ||
8.
|
SHARED DISPOSITIVE POWER See Row 6 above | ||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above | ||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| ||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7% | ||
12.
|
TYPE OF REPORTING PERSON OO | ||
| CUSIP No. 03969F109 | 13G | Page 4 of 10 Pages |
1. |
NAME OF REPORTING PERSON
Partner Asset Management, LLC | ||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x | ||
3. |
SEC USE ONLY
| ||
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5. |
SOLE VOTING POWER 0 | |
6. |
SHARED VOTING POWER
2,703,287 shares | ||
7. |
SOLE DISPOSITIVE POWER 0 | ||
8.
|
SHARED DISPOSITIVE POWER See Row 6 above | ||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above | ||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| ||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7% | ||
12.
|
TYPE OF REPORTING PERSON OO | ||
| CUSIP No. 03969F109 | 13G | Page 5 of 10 Pages |