SEC Form S-3 filed by Century Therapeutics Inc.
SECURITIES AND EXCHANGE COMMISSION
UNDER
THE SECURITIES ACT OF 1933
| |
Delaware
(State or other jurisdiction of incorporation or organization)
|
| |
84-2040295
(I.R.S. Employer Identification No.)
|
|
Philadelphia, Pennsylvania 19104
(267) 817-5790
President and Chief Executive Officer
Century Therapeutics, Inc.
25 North 38th Street, 11th Floor
Philadelphia, Pennsylvania 19104
(267) 817-5790
Jennifer L. Porter, Esq.
Goodwin Procter LLP
3025 John F Kennedy Blvd.
Philadelphia, PA 19104
(445) 207-7800
| |
Large accelerated filer
☐
|
| |
Accelerated filer
☐
|
|
| |
Non-accelerated filer
☒
|
| |
Smaller reporting company
☒
|
|
| | | | |
Emerging growth company
☒
|
|
| | | | | | 1 | | | |
| | | | | | 3 | | | |
| | | | | | 5 | | | |
| | | | | | 8 | | | |
| | | | | | 9 | | | |
| | | | | | 10 | | | |
| | | | | | 15 | | | |
| | | | | | 17 | | | |
| | | | | | 21 | | | |
| | | | | | 22 | | | |
| | | | | | 23 | | | |
| | | | | | 24 | | |
| | | |
Number of Shares of
Common Stock Owned Prior to Offering |
| |
Maximum Number
of Shares of Common Stock to be Sold Pursuant to this Prospectus |
| |
Number of Shares of
Common Stock Owned After Offering(1) |
| |||||||||||||||||||||
|
Name of Selling Stockholder
|
| |
Number
|
| |
Percent
|
| |
Number
|
| |
Percent
|
| ||||||||||||||||||
|
RA Capital Healthcare Fund, L.P.(2)
|
| | | | 39,130,434 | | | | | | 17.95% | | | | | | 39,130,434 | | | | | | 0 | | | | | | * | | |
|
Entities affiliated with TCG Crossover Management, LLC(3)
|
| | | | 52,173,912 | | | | | | 23.46% | | | | | | 52,173,912 | | | | | | 0 | | | | | | * | | |
|
Ethe T1D Fund, a Breakthrough T1D Venure LLC(4)
|
| | | | 5,217,390 | | | | | | 2.52% | | | | | | 5,217,390 | | | | | | 0 | | | | | | * | | |
|
Entities affiliated with Venrock Healthcare Capital Partners EG, L.P.,(5)
|
| | | | 13,043,478 | | | | | | 6.23% | | | | | | 13,043,478 | | | | | | 0 | | | | | | * | | |
|
Entities affiliated with RTW Investments,
LP(6) |
| | | | 13,043,478 | | | | | | 6.23% | | | | | | 13,043,478 | | | | | | 0 | | | | | | * | | |
|
Entities affiliated with Seven Fleet Capital Management LP(7)
|
| | | | 6,521,739 | | | | | | 3.15% | | | | | | 6,521,739 | | | | | | 0 | | | | | | * | | |
|
Woodline Master Fund LP(8)
|
| | | | 4,565,217 | | | | | | 2.21% | | | | | | 4,565,217 | | | | | | 0 | | | | | | * | | |
|
Entities affiliated with DAFNA Capital Management LLC(9)
|
| | | | 3,445,759 | | | | | | 1.68% | | | | | | 652,173 | | | | | | 2,793,586 | | | | | | 1.36% | | |
|
LifeSci Venture Master, LLC(10)
|
| | | | 652,173 | | | | | | 0.32% | | | | | | 652,173 | | | | | | 0 | | | | | | * | | |
|
Entities affiliate with Rock Springs Capital Management LP(11)
|
| | | | 1,956,520 | | | | | | 0.95% | | | | | | 1,956,520 | | | | | | 0 | | | | | | * | | |
|
Point72 Associates, LLC(12)
|
| | | | 12,685,515 | | | | | | 6.16% | | | | | | 3,260,869 | | | | | | 9,424,646 | | | | | | 4.60% | | |
|
Entities affiliated with Deep Track Capital, LP(13)
|
| | | | 13,486,400 | | | | | | 6.44% | | | | | | 13,043,478 | | | | | | 442,922 | | | | | | 0.22% | | |
|
Commodore Capital Maser LP(14)
|
| | | | 13,043,478 | | | | | | 6.23% | | | | | | 13,043,478 | | | | | | 0 | | | | | | * | | |
|
Atlas Private Holdings (Cayman) LTD.(15)
|
| | | | 6,521,739 | | | | | | 3.15% | | | | | | 6,521,739 | | | | | | 0 | | | | | | * | | |
|
Entities affiliated with Spruce Street Capital Management LP(16)
|
| | | | 5,146,010 | | | | | | 2.50% | | | | | | 3,260,869 | | | | | | 1,885,141 | | | | | | 0.92% | | |
| |
SEC registration fee
|
| | | $ | 45,960.28 | | |
| |
Printing expenses
|
| | | $ | 5,000.00 | | |
| |
Legal fees and expenses
|
| | | $ | 60,000.00 | | |
| |
Accounting fees and expenses
|
| | | $ | 20,000.00 | | |
| |
Miscellaneous
|
| | | $ | — | | |
| |
Total
|
| | | $ | 130,960.28 | | |
| |
Signature
|
| |
Title
|
| |
Date
|
| | ||
| |
/s/ Brent Pfeiffenberger, PharmD, MBA
Brent Pfeiffenberger, PharmD, MBA
|
| |
President, Chief Executive Officer and Chairman of the Board (principal executive officer)
|
| |
February 5, 2026
|
| | ||
| |
/s/ Douglas Carr
Douglas Carr
|
| |
Senior Vice President, Finance and Operations (principal financial officer and principal accounting officer)
|
| |
February 5, 2026
|
| | ||
| |
/s/ Kimberly Blackwell, M.D.
Kimberly Blackwell, M.D.
|
| |
Director
|
| |
February 5, 2026
|
| | ||
| |
/s/ Alessandro Riva, M.D.
Alessandro Riva, M.D.
|
| |
Director
|
| |
February 5, 2026
|
| | ||
| |
/s/ Timothy Walbert
Timothy Walbert
|
| |
Director
|
| |
February 5, 2026
|
| | ||
| |
/s/ Martin Murphy, Ph.D.
Martin Murphy, Ph.D.
|
| |
Director
|
| |
February 5, 2026
|
| | ||
| |
/s/ Han Lee, Ph.D. MBA
Han Lee, Ph.D. MBA
|
| |
Director
|
| |
February 5, 2026
|
| | ||
| |
/s/ Daphne Quimi
Daphne Quimi
|
| |
Director
|
| |
February 5, 2026
|
| | | |