• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishGo to App
    Quantisnow Logo

    © 2026 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI superconnector for talent & startupsNEWLLM Arena
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form DEFA14A filed by Applied Optoelectronics Inc.

    4/24/26 4:07:25 PM ET
    $AAOI
    Semiconductors
    Technology
    Get the next $AAOI alert in real time by email
    DEFA14A 1 tm261409d6_defa14a.htm DEFA14A

     

     

     UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

     

    SCHEDULE 14A

     

    Proxy Statement Pursuant to Section 14(a) of
    the Securities Exchange Act of 1934 (Amendment No.   )

     

    Filed by the Registrant x

     

    Filed by a Party other than the Registrant ¨

     

    Check the appropriate box:

     

    ¨Preliminary Proxy Statement
    ¨Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
    ¨Definitive Proxy Statement
    xDefinitive Additional Materials

    ¨

    Soliciting Material under §240.14a-12

     

    APPLIED OPTOELECTRONICS, INC.

     

    (Name of Registrant as Specified In Its Charter)

     

     

     

    (Name of Person(s) Filing Proxy Statement, if other than the Registrant)

     

    Payment of Filing Fee (Check the appropriate box):

     

    xNo fee required.
    ¨Fee paid previously with preliminary materials.
    ¨Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11

     

     

     

     

    GRAPHIC

    Your Vote Counts! *Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares. Smartphone users Point your camera here and vote without entering a control number For complete information and to vote, visit www.ProxyVote.com Control # V91944-P50354 APPLIED OPTOELECTRONICS, INC. ATTN: LEGAL DEPARTMENT 13139 JESS PIRTLE BLVD. SUGAR LAND, TX 77478 APPLIED OPTOELECTRONICS, INC. Notice of 2026 Annual Meeting Vote by June 3, 2026 11:59 PM ET You invested in APPLIED OPTOELECTRONICS, INC. and it’s time to vote! You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy materials for the stockholder meeting to be held on June 4, 2026. Get informed before you vote View the Notice and Proxy Statement and Annual Report online OR you can receive a free paper or email copy of the material(s) by requesting prior to May 21, 2026. If you would like to request a copy of the material(s) for this and/or future stockholder meetings, you may (1) visit www.ProxyVote.com, (2) call 1-800-579-1639 or (3) send an email to sendmaterial@proxyvote.com. If sending an email, please include your control number (indicated below) in the subject line. Unless requested, you will not otherwise receive a paper or email copy. 13139 Jess Pirtle Blvd. Sugar Land, TX 77478 Vote in Person at the Meeting* June 4, 2026 9:30 A.M. Central Time

    GRAPHIC

    Vote at www.ProxyVote.com Prefer to receive an email instead? While voting on www.ProxyVote.com, be sure to click “Delivery Settings”. V91945-P50354 Voting Items Board Recommends THIS IS NOT A VOTABLE BALLOT This is an overview of the proposals being presented at the upcoming stockholder meeting. Please follow the instructions on the reverse side to vote these important matters. 1. Class I Directors for Election: For Nominees: 01) Che-Wei Lin 02) Robert (Bob) Flanagan 2. To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2026. For 3. To approve, on an advisory basis, the compensation of our named executive officers. For 4. To approve the amendment of our Amended and Restated Certificate of Incorporation, as amended, to clarify the voting standard that applies to certain future amendments. For 5. To approve the 2026 equity incentive plan. For 6. To approve an adjournment of the Annual Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, one or more of the other proposals to be voted on at the Annual Meeting. For NOTE: In their discretion, the Proxies (or their substitutes) are authorized to vote upon such other business as may properly come before the meeting or any adjournment or postponement of the meeting including, without limitation, procedural and other matters related to the conduct of the meeting (such as adjournment to a later time or place) and the election of a substitute or alternate nominee if any nominee named above is unwilling or unable to, or for good cause will not, serve if elected.

    Get the next $AAOI alert in real time by email

    Crush Q1 2026 with the Best AI Superconnector

    Stay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Standout.work

    Recent Analyst Ratings for
    $AAOI

    DatePrice TargetRatingAnalyst
    2/27/2026$55.00Outperform → Market Perform
    Northland Capital
    2/27/2026$54.00Sell → Neutral
    B. Riley Securities
    11/10/2025$15.00Neutral → Sell
    B. Riley Securities
    7/25/2025$32.00Buy
    Needham
    7/8/2025Peer Perform
    Wolfe Research
    3/7/2025$13.00Sell → Neutral
    B. Riley Securities
    12/10/2024$14.00 → $14.00Neutral → Sell
    B. Riley Securities
    9/3/2024$17.00Mkt Perform → Outperform
    Raymond James
    More analyst ratings

    $AAOI
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    View All

    President and CEO Lin Chih-Hsiang (Thompson) bought $174,057 worth of shares (8,075 units at $21.56), increasing direct ownership by 0.14% to 1,663,490 units (SEC Form 4)

    4 - APPLIED OPTOELECTRONICS, INC. (0001158114) (Issuer)

    8/15/25 4:19:44 PM ET
    $AAOI
    Semiconductors
    Technology

    Director Lin Che-Wei bought $99,739 worth of shares (4,609 units at $21.64), increasing direct ownership by 2% to 253,506 units (SEC Form 4)

    4 - APPLIED OPTOELECTRONICS, INC. (0001158114) (Issuer)

    8/15/25 4:19:30 PM ET
    $AAOI
    Semiconductors
    Technology

    Director Yeh William H bought $405,700 worth of shares (18,000 units at $22.54), increasing direct ownership by 8% to 253,819 units (SEC Form 4)

    4 - APPLIED OPTOELECTRONICS, INC. (0001158114) (Issuer)

    8/14/25 7:09:13 PM ET
    $AAOI
    Semiconductors
    Technology

    $AAOI
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    View All

    Applied Optoelectronics downgraded by Northland Capital with a new price target

    Northland Capital downgraded Applied Optoelectronics from Outperform to Market Perform and set a new price target of $55.00

    2/27/26 8:26:41 AM ET
    $AAOI
    Semiconductors
    Technology

    Applied Optoelectronics upgraded by B. Riley Securities with a new price target

    B. Riley Securities upgraded Applied Optoelectronics from Sell to Neutral and set a new price target of $54.00

    2/27/26 8:19:46 AM ET
    $AAOI
    Semiconductors
    Technology

    Applied Optoelectronics downgraded by B. Riley Securities with a new price target

    B. Riley Securities downgraded Applied Optoelectronics from Neutral to Sell and set a new price target of $15.00

    11/10/25 8:39:01 AM ET
    $AAOI
    Semiconductors
    Technology

    $AAOI
    Press Releases

    Fastest customizable press release news feed in the world

    View All

    CORRECTION - Leverage Shares by Themes Targets Market Movers Across Tech and Industrials with Nine New 2X Single-Stock ETFs

    GREENWICH, Conn., May 12, 2026 (GLOBE NEWSWIRE) -- In a release issued under the same headline earlier today by Themes ETF Trust, please note the management fee in the second paragraph is now 0.75% rather than 0.35% as originally issued. The corrected release follows: Leverage Shares by Themes is pleased to announce the launch of nine new 2X single-stock leveraged ETFs, available for trading beginning May 12, 2026. Built for active traders seeking dynamic ways to engage with potentially high-growth innovators, these products are designed with the goal of helping investors amplify returns (up & down) while actively participating in the daily performance of their underlying stocks. The new

    5/12/26 11:45:37 AM ET
    $AAOI
    $AMAT
    $CAT
    Semiconductors
    Technology
    Construction/Ag Equipment/Trucks
    Industrials

    Leverage Shares by Themes Targets Market Movers Across Tech and Industrials with Nine New 2X Single-Stock ETFs

    GREENWICH, Conn., May 12, 2026 (GLOBE NEWSWIRE) -- Leverage Shares by Themes is pleased to announce the launch of nine new 2X single-stock leveraged ETFs, available for trading beginning May 12, 2026. Built for active traders seeking dynamic ways to engage with potentially high-growth innovators, these products are designed with the goal of helping investors amplify returns (up & down) while actively participating in the daily performance of their underlying stocks. The new Cboe-listed ETFs are tailored to target 200% exposure to the daily performance of their underlying stocks, offering sophisticated traders and the retail investor efficient tools to help capitalize on market movements a

    5/12/26 9:00:00 AM ET
    $AAOI
    $AMAT
    $CAT
    Semiconductors
    Technology
    Construction/Ag Equipment/Trucks
    Industrials

    Mediacom Advances Its DOCSIS 4.0 Network Upgrades Plans With AOI Quantum Bandwidth

    SUGAR LAND, Texas, May 12, 2026 (GLOBE NEWSWIRE) -- Applied Optoelectronics Inc. (NASDAQ:AAOI), a leading provider of advanced optical and HFC networking products that power AI, today announced it is working with Mediacom to accelerate the upgrade and continued expansion of its fiber and coax network infrastructure. Mediacom, the fifth largest cable operator in the U.S. offering high-speed data, video, phone, and mobile services to more than three million homes and businesses across 22 states, announced plans last year to upgrade its network to offer faster upload and download speeds to 1 million homes by the end of 2026. It aims to accomplish this using a distributed access architecture

    5/12/26 7:00:00 AM ET
    $AAOI
    Semiconductors
    Technology

    $AAOI
    SEC Filings

    View All

    SEC Form SD filed by Applied Optoelectronics Inc.

    SD - APPLIED OPTOELECTRONICS, INC. (0001158114) (Filer)

    5/22/26 4:05:02 PM ET
    $AAOI
    Semiconductors
    Technology

    Applied Optoelectronics Inc. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Financial Statements and Exhibits

    8-K - APPLIED OPTOELECTRONICS, INC. (0001158114) (Filer)

    5/14/26 4:08:11 PM ET
    $AAOI
    Semiconductors
    Technology

    SEC Form 424B5 filed by Applied Optoelectronics Inc.

    424B5 - APPLIED OPTOELECTRONICS, INC. (0001158114) (Filer)

    5/14/26 4:06:07 PM ET
    $AAOI
    Semiconductors
    Technology

    $AAOI
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    View All

    President and CEO Lin Chih-Hsiang (Thompson) gifted 85,790 shares, received a gift of 85,790 shares, disposed of 721,812 shares and acquired 721,812 shares (SEC Form 4)

    4 - APPLIED OPTOELECTRONICS, INC. (0001158114) (Issuer)

    6/1/26 5:00:47 PM ET
    $AAOI
    Semiconductors
    Technology

    Director Delaney Cynthia sold $10,705,602 worth of shares (56,575 units at $189.23), decreasing direct ownership by 49% to 59,647 units (SEC Form 4)

    4 - APPLIED OPTOELECTRONICS, INC. (0001158114) (Issuer)

    5/28/26 4:03:28 PM ET
    $AAOI
    Semiconductors
    Technology

    Officer Yeh Shu-Hua (Joshua) was granted 192,170 shares, covered exercise/tax liability with 7,928 shares and sold $6,783,822 worth of shares (39,154 units at $173.26), increasing direct ownership by 46% to 462,430 units (SEC Form 4) (for withholding tax)

    4 - APPLIED OPTOELECTRONICS, INC. (0001158114) (Issuer)

    5/19/26 7:05:51 PM ET
    $AAOI
    Semiconductors
    Technology

    $AAOI
    Leadership Updates

    Live Leadership Updates

    View All

    AOI Showcasing AOI 100G VCSEL-based 800G OSFP 2xSR4 Optical Transceiver at ECOC 2025

    SUGAR LAND, Texas, Sept. 29, 2025 (GLOBE NEWSWIRE) -- Applied Optoelectronics Inc. ("AOI") (NASDAQ: AAOI), a leading provider of advanced optical and HFC networking products that power the internet, will highlight its 100G VCSEL technology with the demonstration of an 800G OSFP 2xSR4 multimode optical transceiver at ECOC 2025 in Copenhagen, Denmark. AOI's vertically integrated design and manufacturing capabilities enable the production of 100G VCSELs at 850nm, the industry's preferred solution for short-reach connections under 100 meters in hyperscale data centers and AI/ML clusters. By leveraging these VCSELs in its 800G OSFP 2xSR4, AOI delivers a cost-efficient, low-power optical soluti

    9/29/25 3:00:00 AM ET
    $AAOI
    Semiconductors
    Technology

    AOI Adds Kevin Jones to Lead Global Sales Team for Quantum Bandwidth™

    SUGAR LAND, Texas, Dec. 17, 2024 (GLOBE NEWSWIRE) -- Applied Optoelectronics Inc. ("AOI") (NASDAQ:AAOI), a leading provider of fiber-optic access network products for internet datacenter, cable broadband, telecom and fiber-to-the-home (FTTH) markets, announces the appointment of Kevin Jones as vice president of sales for its broadband access division, Quantum Bandwidth™. Jones joins the broadband access team to oversee sales globally. As AOI has expanded its business by selling Quantum Bandwidth products into Cable Multiple System Operators ("MSO"), Jones plays a key role in furthering this strategy and the company's commitment to push the boundaries of what is possible in the tel

    12/17/24 7:00:00 AM ET
    $AAOI
    Semiconductors
    Technology

    Applied Optoelectronics Set to Join Russell 3000® Index

    SUGAR LAND, Texas, June 11, 2024 (GLOBE NEWSWIRE) -- Applied Optoelectronics, Inc. (NASDAQ:AAOI), a leading provider of fiber-optic access network products for the internet datacenter, cable broadband, telecom and fiber-to-the-home (FTTH) markets, today announced that it is set to join the broad-market Russell 3000® Index at the conclusion of the 2024 Russell US Indexes annual reconstitution, effective at the open of US equity markets on Monday, July 1st, according to a preliminary list of additions posted Friday, May 24th. The annual Russell US Indexes reconstitution captures the 4,000 largest US stocks as of Tuesday, April 30th, ranking them by total market capitalization. Membership in

    6/11/24 7:00:00 AM ET
    $AAOI
    Semiconductors
    Technology

    $AAOI
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    View All

    Amendment: SEC Form SC 13G/A filed by Applied Optoelectronics Inc.

    SC 13G/A - APPLIED OPTOELECTRONICS, INC. (0001158114) (Subject)

    11/12/24 1:22:27 PM ET
    $AAOI
    Semiconductors
    Technology

    SEC Form SC 13G filed by Applied Optoelectronics Inc.

    SC 13G - APPLIED OPTOELECTRONICS, INC. (0001158114) (Subject)

    11/4/24 10:56:14 AM ET
    $AAOI
    Semiconductors
    Technology

    SEC Form SC 13G/A filed by Applied Optoelectronics Inc. (Amendment)

    SC 13G/A - APPLIED OPTOELECTRONICS, INC. (0001158114) (Subject)

    6/10/24 9:04:21 AM ET
    $AAOI
    Semiconductors
    Technology

    $AAOI
    Financials

    Live finance-specific insights

    View All

    Applied Optoelectronics Reports First Quarter 2026 Results

    SUGAR LAND, Texas, May 07, 2026 (GLOBE NEWSWIRE) -- Applied Optoelectronics, Inc. (NASDAQ:AAOI) ("AOI"), a leading provider of advanced optical and HFC networking products that power AI, today announced financial results for its first quarter ended March 31, 2026. "We are pleased to deliver first quarter results that were in line with our expectations, driven by broad based demand in both our datacenter and CATV businesses," said Dr. Thompson Lin, AOI's Founder, President and Chief Executive Officer. "We continue to see strong customer engagement around our 800G transceivers and 1.6 Tb products, particularly as AI-driven datacenter investments accelerate. Notably, we completed our first v

    5/7/26 4:10:00 PM ET
    $AAOI
    Semiconductors
    Technology

    Applied Optoelectronics Announces Date of First Quarter 2026 Financial Results Conference Call

    SUGAR LAND, Texas, April 16, 2026 (GLOBE NEWSWIRE) -- Applied Optoelectronics, Inc. (NASDAQ:AAOI) ("AOI"), a leading provider of advanced optical and HFC networking products that power AI, today announced that it will release financial results for its first quarter ended March 31, 2026, on Thursday, May 7, 2026. AOI will host a conference call and webcast for analysts and investors to discuss its first quarter 2026 financial results and outlook for its second quarter 2026 at 4:30 p.m. Eastern Time / 3:30 p.m. Central Time the same day. To participate in the call, please dial 844-890-1794 and ask to be joined to the AOI call. A live audio webcast of the conference call and supplemental fi

    4/16/26 4:10:00 PM ET
    $AAOI
    Semiconductors
    Technology

    Applied Optoelectronics Reports Fourth Quarter and Full Year 2025 Results

    SUGAR LAND, Texas, Feb. 26, 2026 (GLOBE NEWSWIRE) -- Applied Optoelectronics, Inc. (NASDAQ:AAOI) ("AOI"), a leading provider of advanced optical and HFC networking products that power the internet, today announced financial results for its fourth quarter and full year ended December 31, 2025. "We are pleased to deliver record fourth quarter results that were in line with or better than our expectations, and which capped off the strongest year in our company's history," said Dr. Thompson Lin, AOI's Founder, President and Chief Executive Officer. "Our results were driven by broad-based demand in both our CATV and datacenter businesses. We have considerable momentum entering 2026, and we b

    2/26/26 4:10:00 PM ET
    $AAOI
    Semiconductors
    Technology