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    SEC Form 8-K filed by Shift4 Payments Inc.

    3/9/26 4:15:43 PM ET
    $FOUR
    Real Estate
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    8-K
    false 0001794669 0001794669 2026-03-03 2026-03-03 0001794669 us-gaap:CommonStockMember 2026-03-03 2026-03-03 0001794669 four:SeriesAConvertiblePreferredStockMember 2026-03-03 2026-03-03
     
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    March 3, 2026

    Date of Report (date of earliest event reported)

     

     

    SHIFT4 PAYMENTS, INC.

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware   001-39313   84-3676340
    (State or other jurisdiction
    of incorporation)
      (Commission
    File Number)
      (I.R.S. Employer
    Identification Number)

    3501 Corporate Pkwy

    Center Valley, PA 18034

    (Address of principal executive offices) (Zip Code)

    (888) 276-2108

    (Registrant’s telephone number, including area code)

    N/A

    (Former Name or Former Address, if Changed Since Last Report)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

     

    Trading
    Symbol

     

    Name of each exchange
    on which registered

    Class A common stock, par value $0.0001   FOUR   The New York Stock Exchange
    6.00% Series A Mandatory Convertible Preferred Stock, par value $0.0001 per share   FOUR.PRA   The New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     
     


    Item 5.02.

    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

    On March 3, 2026, James (“Jay”) Whalen announced his intention to accept the position of Chief Accounting Officer at a company outside of the fintech industry, and as a result he will be resigning from Shift4 Payments, Inc. (the “Company”), effective April 3, 2026 (the “Effective Date”). Mr. Whalen’s departure was not the result of any disagreement with the Company or any matter related to the Company’s operations, policies or practices. On the Effective Date, Christopher N. Cruz, the Company’s Chief Financial Officer will be designated as the Company’s principal accounting officer and Filippos Mintiloglitis will be designated the interim Chief Accounting Officer.

     

    Item 7.01.

    Regulation FD Disclosure

    On the transition, Shift4’s CEO Taylor Lauber stated: “This is a fantastic opportunity for Jay, and I’m thrilled to see him thrive in this next chapter of his career. The depth of talent and process maturity we have within our accounting organization is largely as a result of the leadership contributions of Jay and others. For this reason I’m excited and confident in Filippos as we continue our integration of Global Blue. Having led the public company reporting function as a senior leader in the accounting organization of Global Blue, Filippos will bring his technical expertise and international experience to our increasingly global organization.”

    Forward-Looking Statements

    Except for historical information, all of the statements, expectations, and assumptions contained in this Current Report on Form 8-K are forward-looking statements as that term is defined in the Private Securities Litigation Reform Act of 1995, including statements regarding the integration of Global Blue. Actual results may differ materially from those explicit or implicit in the forward-looking statements. Important factors that could cause actual results to differ materially include, but are not limited to the other risks, uncertainties, and other important factors disclosed in the Company’s Annual Report on Form 10-K for the year ended December 31, 2025, as updated by the Company’s other filings with the SEC, copies of which are available free of charge on the Company’s website at investors.shift4.com. The Company assumes no obligation and does not intend to update these forward-looking statements, except as required by law.


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

    Date: March 9, 2026

     

    SHIFT4 PAYMENTS, INC.
    By:  

    /s/ Jordan Frankel

    Name:   Jordan Frankel
    Title:   Chief Legal Officer
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