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    SEC Form 8-K filed by Prudential Financial Inc.

    9/30/25 9:00:38 AM ET
    $PRU
    Life Insurance
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    Get the next $PRU alert in real time by email
    8-K
    PRUDENTIAL FINANCIAL INC false 0001137774 0001137774 2025-09-30 2025-09-30 0001137774 us-gaap:CommonStockMember 2025-09-30 2025-09-30 0001137774 pru:A5950JuniorSubordinatedNotesMember 2025-09-30 2025-09-30 0001137774 pru:A5625JuniorSubordinatedNotesMember 2025-09-30 2025-09-30 0001137774 pru:A4125JuniorSubordinatedNotesMember 2025-09-30 2025-09-30
     
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): September 30, 2025

     

     

    PRUDENTIAL FINANCIAL, INC.

    (Exact name of registrant as specified in its charter)

     

     

     

    New Jersey   001-16707   22-3703799

    (State or other jurisdiction

    of incorporation)

     

    (Commission

    File Number)

     

    (I.R.S. Employer

    Identification Number)

    751 Broad Street

    Newark, NJ 07102

    (Address of principal executive offices and zip code)

    (973) 802-6000

    (Registrant’s telephone number, including area code)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

      ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

      ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

      ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

      ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:

     

    Title of Each Class

     

    Trading
    Symbol(s)

     

    Name of Each Exchange

    on Which Registered

    Common Stock, Par Value $.01   PRU   New York Stock Exchange
    5.950% Junior Subordinated Notes   PRH   New York Stock Exchange
    5.625% Junior Subordinated Notes   PRS   New York Stock Exchange
    4.125% Junior Subordinated Notes   PFH   New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     
     


    Item 5.02

    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

    On September 30, 2025, the Board of Directors of Prudential Financial, Inc. (the “Company”) elected Joseph J. Wolk as an independent director. The appointment of Mr. Wolk is effective September 30, 2025. Mr. Wolk has been appointed to the Audit Committee and Finance Committee. Mr. Wolk is entitled to receive compensation as a non-employee director as described in the Non-Employee Director Compensation Summary filed as Exhibit 10.26 to the Company’s 2024 Annual Report on Form 10-K.

     

    Item 7.01

    Regulation FD Disclosure.

    The Company is furnishing herewith a news release, dated September 30, 2025, announcing the election to the Board of Mr. Wolk.

     

    Item 9.01

    Financial Statements and Exhibits.

    (d) Exhibits.

     

    Exhibit
    No.

      

    Description

    99.1    News release of Prudential Financial, Inc. dated September 30, 2025 (furnished and not filed).
    104    Cover Page Interactive Data File (embedded within the Inline XBRL document).

     


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

    Date: September 30, 2025

     

    PRUDENTIAL FINANCIAL, INC.
    By:  

    /s/ Brian P. Spitser

    Name:   Brian P. Spitser
    Title:   Vice President and Assistant Secretary
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