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    RBB Bancorp filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits

    3/10/25 4:34:09 PM ET
    $RBB
    Major Banks
    Finance
    Get the next $RBB alert in real time by email
    rbb20250310_8k.htm
    false 0001499422 0001499422 2025-03-10 2025-03-10
     
     


    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    WASHINGTON, D.C. 20549
     

     
    FORM 8-K
     

     
    CURRENT REPORT
     
    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
     
    Date of Report (Date of earliest event reported): March 10, 2025 (March 10, 2025) 
     

     
    RBB BANCORP
    (Exact name of Registrant as Specified in Its Charter)
     

     
    California
    001-38149
    27-2776416
    (State or Other Jurisdiction
    of Incorporation)
    (Commission
    File Number)
    (IRS Employer
    Identification No.)
         
    1055 Wilshire Blvd., 12th floor,
    Los Angeles, California
     
    90017
    (Address of Principal Executive Offices)
     
    (Zip Code)
     
    Registrant’s Telephone Number, Including Area Code: (213) 627-9888
     
    Not Applicable
    (Former Name or Former Address, if Changed Since Last Report)
     

     
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
     
    ☐
    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
    ☐
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
    ☐
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
     
    Securities registered pursuant to Section 12 (b) of the Act:
     
    Title of each class
     
    Trading
    Symbol(s)
     
    Name of exchange on which registered
    Common Stock, No Par Value
     
    RBB
     
    NASDAQ Global Select Market
     
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
     
    Emerging growth company ☐
     
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


     
     

     
     
    Item 7.01 Regulation FD Disclosure.
     
    On March 10, 2025, Mr. David Morris (Chief Executive Officer), Mr. Johnny Lee (President) and Ms. Lynn Hopkins (Chief Financial Officer) of RBB Bancorp ("the Company"), will be participating in the Piper Sandler Western Bank Forum Conference in Marina del Rey, California, March 10-11, 2025. A copy of the investor presentation (“Presentation Materials”) being used for meetings with institutional investors will be available on the Company’s website, www.royalbusinessbankusa.com.
     
    The Presentation Materials are furnished as Exhibit 99.1 hereto and are incorporated by reference herein. All information in Exhibit 99.1 is presented as of the particular date or dates referenced therein, and the Company does not undertake any obligation to, and disclaims any duty to, update any of the information provided.
     
    The information furnished under Item 7.01 of this Current Report on Form 8-K (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of such Section, nor shall such information be deemed incorporated by reference into any registration statement or other filings of the Company under the Securities Act, except as otherwise expressly stated in such filing.
     
    Item 9.01 Financial Statements and Exhibits.
     
    (d)
     
    Exhibits.
         
    99.1
     
    Presentation Materials
         
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document)
     
     

     
     
    SIGNATURES
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
     
     
    RBB BANCORP
    (Registrant)
           
    Date: March 10, 2025
    By:
     
    /s/ Lynn Hopkins
         
    Lynn Hopkins
         
    Chief Financial Officer
     
     
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