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    Principal Financial Group Inc filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders

    5/22/25 4:06:59 PM ET
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    Get the next $PFG alert in real time by email
    false 0001126328 0001126328 2025-05-20 2025-05-20 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of the

    Securities Exchange Act of 1934

     

    Date of Report: May 20, 2025

    (Date of earliest event reported)

     

    PRINCIPAL FINANCIAL GROUP, INC.

    (Exact name of registrant as specified in its charter)

     

    Delaware 1-16725 42-1520346
    (State or other jurisdiction (Commission file number) (I.R.S. Employer
    of incorporation)   Identification Number)

     

    711 High Street, Des Moines, Iowa 50392

    (Address of principal executive offices)

     

    (515) 247-5111

    (Registrant’s telephone number, including area code)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
      
    ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
      
    ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
      
    ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act: 

     

    Title of each class Trading Symbol(s) Name of each exchange on which registered
    Common Stock PFG Nasdaq Global Select Market

     

    ¨ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§203.405 of this chapter) or rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

          Emerging growth company    ¨

     

    ¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

     

     

     

     

    Item 5.07 Submission of Matters to a Vote of Security Holders

     

    Principal Financial Group, Inc. held its annual shareholders meeting on May 20, 2025. The result of each matter voted upon at the annual shareholders meeting is set forth below.

     

    (1)Election of Class III director nominees.

     

    The shareholders elected as Class III directors, each to serve for a three-year term that expires at the annual shareholders meeting to be held in 2028.

     

       VOTES
    FOR
       VOTES
    AGAINST
      

     

    ABSTAINED

      

    BROKER
    NON-VOTES

     
    H. Elizabeth Mitchell   136,860,148    13,687,750    407,449    19,322,185 
    Blair C. Pickerell   148,362,943    2,405,474    186,930    19,322,185 
    Clare S. Richer   149,301,589    1,474,394    179,364    19,322,185 
    Deanna D. Strable-Soethout   150,469,142    296,375    189,830    19,322,185 

     

          Votes
    For
       Votes Against   Abstained   Broker Non-
    Votes
     
    (2) Advisory Vote to Approve
    Executive Compensation
       142,675,128    7,735,191    545,028    19,322,185 
    (3) Ratification of Appointment of Independent Registered Public Accountants   160,644,877    9,439,069    193,586    0 

     

     

     

     

     

    SIGNATURE

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

     

      PRINCIPAL FINANCIAL GROUP, INC.
       
      By: /s/ Chris Agbe-Davies
      Name: Chris Agbe-Davies
      Title: Vice President, Associate General Counsel, and Assistant Secretary

     

    Date:    May 21, 2025

     

     

     

     

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