PennyMac Financial Services Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(formerly known as New PennyMac Financial Services, Inc.)
(Exact name of registrant as specified in its charter)
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Securities registered pursuant to Section 12(b) of the Act:
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is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 18, 2025, the Company held its Annual Meeting of Stockholders (the “Meeting”) for the purpose of: (i) electing eleven (11) director nominees to serve on the Board of Directors (the “Board”), each for a one-year term expiring at the 2026 Annual Meeting of Stockholders; (ii) ratifying the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025; and (iii) approving, by non-binding vote, the Company’s executive compensation. The total number of shares of common stock entitled to vote as of the record date was 51,662,637, of which 49,666,068 votes, or 96.1%, were present in person or by proxy.
Proposal 1: The election of eleven (11) director nominees to serve on the Board, each for a one-year term expiring at the 2026 Annual Meeting of Stockholders.
| Director | Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||
| David A. Spector | 45,012,193 | 547,997 | 1,290 | 4,104,588 | ||||
| Doug Jones | 45,283,342 | 269,908 | 8,230 | 4,104,588 | ||||
| Sunil Chandra | 45,433,579 | 30,617 | 97,284 | 4,104,588 | ||||
| Jonathon S. Jacobson | 44,158,240 | 1,401,949 | 1,291 | 4,104,588 | ||||
| Patrick Kinsella | 45,452,638 | 107,543 | 1,299 | 4,104,588 | ||||
| Joseph Mazzella | 45,330,820 | 229,361 | 1,299 | 4,104,588 | ||||
| Anne D. McCallion | 45,516,367 | 43,821 | 1,292 | 4,104,588 | ||||
| Farhad Nanji | 45,205,728 | 354,450 | 1,302 | 4,104,588 | ||||
| Jeffrey A. Perlowitz | 45,445,149 | 115,040 | 1,291 | 4,104,588 | ||||
| Lisa M. Shalett | 44,337,271 | 907,860 | 316,349 | 4,104,588 | ||||
| Theodore W. Tozer | 45,547,476 | 12,413 | 1,591 | 4,104,588 |
Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2025.
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
| 49,561,824 | 103,324 | 920 | 0 |
Proposal 3: Approval, by non-binding vote, of the Company’s executive compensation.
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
| 41,280,206 | 4,240,564 | 40,710 | 4,104,588 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PENNYMAC FINANCIAL SERVICES, INC. | |
| Date: June 18, 2025 | /s/ Daniel S. Perotti |
| Daniel S. Perotti | |
| Senior Managing Director and Chief Financial Officer |