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    PennyMac Financial Services Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    5/1/25 8:13:45 AM ET
    $PFSI
    Finance: Consumer Services
    Finance
    Get the next $PFSI alert in real time by email
    false 0001745916 0001745916 2025-05-01 2025-05-01 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): May 1, 2025

     

    PennyMac Financial Services, Inc.

    (Exact name of registrant as specified in its charter)

     

    Delaware 001-38727 83-1098934
    (State or other jurisdiction
    of incorporation)
    (Commission File Number) (IRS Employer
    Identification No.)

     

    3043 Townsgate Road,
    Westlake Village, California
    91361
    (Address of principal executive
    offices)
    (Zip Code)

     

    (818) 224-7442

    (Registrant’s telephone number, including area code)

     

    Former name or former address, if changed since last report: N/A

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol(s)   Name of exchange on which
    registered
    Common Stock, $0.0001 par value   PFSI   New York Stock Exchange

      

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

     

     

     

     

    Item 8.01 Other Events.

     

    On May 1, 2025, PennyMac Financial Services, Inc. issued a press release announcing its intention to offer $650 million aggregate principal amount of senior notes due 2032 in a private offering that is exempt from the registration requirements of the Securities Act of 1933, as amended. A copy of the press release is filed as Exhibit 99.1 and incorporated herein by reference.

     

    This Current Report on Form 8-K, including Exhibit 99.1, does not constitute an offer to sell or the solicitation of an offer to buy any security and shall not constitute an offer, solicitation or sale of any security in any jurisdiction in which such offering, solicitation or sale would be unlawful.

     

    This Current Report on Form 8-K, including Exhibit 99.1, contains “forward-looking statements” within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended. These statements are based upon management’s current expectations, assumptions and estimates and are not guarantees of timing, future results or performance. These forward-looking statements involve certain risks, uncertainties and other factors that could cause actual results to differ materially from those contemplated in forward-looking statements, as discussed further in the press release attached hereto as Exhibit 99.1.

     

    Item 9.01 Financial Statements and Exhibits.

     

    (d) Exhibits.

     

    Exhibit
    Number
      Description
         
    99.1   Press Release, dated May 1, 2025
         
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

     

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      PENNYMAC FINANCIAL SERVICES, INC.
       
    Date: May 1, 2025 /s/ Daniel S. Perotti
      Daniel S. Perotti
      Senior Managing Director and Chief Financial Officer

     

     

     

     

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