New insider Mm 2020 Exempt Trust claimed ownership of 5,432,767 shares (SEC Form 3)
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/21/2025 |
3. Issuer Name and Ticker or Trading Symbol
GUESS INC [ GES ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 349,491(1) | D | |
Common Stock | 349,491(2) | D | |
Common Stock | 1,470,668(3) | D | |
Common Stock | 50,000(4) | D | |
Common Stock | 283,200(5) | D | |
Common Stock | 1,181,124(6) | D | |
Common Stock | 558(7) | D | |
Common Stock | 1,347,650(8) | D | |
Common Stock | 264,384(9) | D | |
Common Stock | 136,201(10) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Held by MM 2020 Exempt Trust. |
2. Held by PM 2021 Exempt Trust. |
3. Held by Maurice Marciano Charitable Remainder Unitrust II. |
4. Held by Maurice & Paul Marciano Art Foundation. |
5. Held by Maurice Marciano Family Foundation. |
6. Held by MM CRUT II LLC. |
7. Held by Maurice Marciano Charitable Remainder Unitrust. |
8. Held by MM CRUT LLC. |
9. Held by G2 Trust. |
10. Held by Exempt G2 Trust. |
Remarks: |
The Reporting Persons are filing this Form 3 because they may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Persons expressly disclaim beneficial ownership of the securities beneficially owned by the other group members. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 3 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Because no more than 10 reporting persons can file any one Form 3 through the Securities and Exchange Commission's EDGAR system, certain other group members have filed separate Form 3s. |
MM 2020 EXEMPT TRUST By: Palma Fiduciary, LLC Its: Trustee By: /s/ Robert E. Armstrong Name: Robert E. Armstrong Title: Trust Officer | 10/06/2025 | |
PM 2021 EXEMPT TRUST By: Palma Fiduciary, LLC Its: Trustee By: /s/ Robert E. Armstrong Name: Robert E. Armstrong Title: Trust Officer | 10/06/2025 | |
MAURICE MARCIANO CHARITABLE REMAINDER UNITRUST II By: Palma Fiduciary, LLC Its: Trustee By: /s/ Robert E. Armstrong Name: Robert E. Armstrong Title: Trust Officer | 10/06/2025 | |
MAURICE & PAUL MARCIANO ART FOUNDATION By: /s/ Paul Marciano Name: Paul Marciano Title: President | 10/06/2025 | |
MAURICE MARCIANO FAMILY FOUNDATION By: /s/ William F. Payne Name: William F. Payne Title: President | 10/06/2025 | |
MM CRUT II LLC By: /s/ Michael Karlin Name: Michael Karlin Title: Manager | 10/06/2025 | |
MAURICE MARCIANO CHARITABLE REMAINDER UNITRUST By: Palma Fiduciary, LLC Its: Trustee By: /s/ Robert E. Armstrong Name: Robert E. Armstrong Title: Trust Officer | 10/06/2025 | |
MM CRUT LLC By: /s/ Mark Silah Name: Mark Silah Title: Manager | 10/06/2025 | |
G2 TRUST By: /s/ David Tordjman Name: David Tordjman Title: Trustee | 10/06/2025 | |
EXEMPT G2 TRUST By: /s/ David Tordjman Name: David Tordjman Title: Trustee | 10/06/2025 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |