New insider Hunter Heather claimed ownership of 138,259 shares (SEC Form 3)
$RMTI
Biotechnology: Pharmaceutical Preparations
Health Care
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/23/2025 |
3. Issuer Name and Ticker or Trading Symbol
ROCKWELL MEDICAL, INC. [ RMTI ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 138,259(1) | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Non-Qualified Stock Options | (2) | 09/09/2032 | Common Stock | 60,000 | $1.66 | D | |
| Non-Qualified Stock Options | (3) | 03/17/2033 | Common Stock | 32,990 | $1.37 | D | |
| Non-Qualified Stock Options | (4) | 03/14/2034 | Common Stock | 47,190 | $1.39 | D | |
| Non-Qualified Stock Options | (5) | 05/20/2035 | Common Stock | 170,000 | $1.07 | D | |
| Explanation of Responses: |
| 1. Includes 22,220 restricted stock units ("RSUs"), which will vest in two equal installments on March 14, 2026 and March 14, 2027, subject to the Reporting Person's continued service to the Issuer, and 85,000 RSUs, which will vest in full on May 20, 2027, subject to the Reporting Person's continued service to the Issuer. |
| 2. Stock options vest in four equal installments on the first, second, third and fourth anniversaries of September 9, 2022, subject to the Reporting Person's continued service to the Issuer. |
| 3. Stock options vest 25% on the first anniversary of March 17, 2023, with the remainder vesting in equal monthly installments through March 17, 2027, subject to the Reporting Person's continued service to the Issuer. |
| 4. Stock options vest 25% on the first anniversary of March 14, 2024, with the remainder vesting in equal monthly installments through March 14, 2028, subject to the Reporting Person's continued service to the Issuer. |
| 5. Stock options vest 1/3 on the first anniversary of May 20, 2025, with the remainder vesting in equal monthly installments through May 20, 2028, subject to the Reporting Person's continued service to the Issuer. |
| Remarks: |
| Ex. 24 - Power of Attorney. This Form 3 is being filed late due to administrative delays in obtaining the Reporting Person's EDGAR codes. |
| /s/ Megan Timmins, Attorney-in-Fact for Heather Hunter | 10/08/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||