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    Hercules Capital Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits

    5/5/26 4:30:24 PM ET
    $HTGC
    Investment Managers
    Finance
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    htgc-20260430
    0001280784false00012807842026-04-302026-04-300001280784htgc:CommonStockParValueZeroPointZeroZeroOnePerShareMember2026-04-302026-04-300001280784htgc:SixPointTwoFiveNotesDueTwoThousandThirtyThreeMember2026-04-302026-04-30


     
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    WASHINGTON, D.C. 20549
     
     
    FORM 8-K
     
    CURRENT REPORT
    Pursuant to Section 13 or 15(d)
    of the Securities Exchange Act of 1934
    Date of Report (Date of earliest event reported): April 30, 2026
     
    Hercules Capital, Inc.
    (Exact name of registrant as specified in its charter)
     
     
    Maryland 814-00702 74-3113410
    (State or other jurisdiction
    of incorporation)
     
    (Commission
    File No.)
     
    (I.R.S. Employer
    Identification No.)
    1 North B Street, Suite 2000
    San Mateo, CA
     94401
    (Address of principal executive offices) (Zip Code)
    Registrant’s telephone number, including area code: (650) 289-3060
    Not Applicable
    (Former name or address, if changed since last report)  
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
    Securities registered pursuant to Section 12(b) of the Act:
    Title of each class 
    Trading
    Symbol(s)
     
    Name of each exchange
    on which registered
    Common Stock, par value $0.001 per share HTGC New York Stock Exchange
    6.25% Notes due 2033 HCXY New York Stock Exchange
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter)
    Emerging growth company   ☐
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐



    Item 2.02
    Results of Operation and Financial Condition

    On May 5, 2026, Hercules Capital, Inc. (the “Company”) issued a press release announcing its earnings for the quarter ended March 31, 2026. The text of the press release is included as an exhibit to this Form 8-K.

    The information disclosed under this Item 2.02 including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

    Item 8.01
    Other Events
    On April 30, 2026, the Company announced that its Board of Directors has declared a first quarter 2026 total cash distribution of $0.47 per share, which will be paid to stockholders on the date set forth below. The text of the press release is included as an exhibit to this Form 8-K.
    Distribution Payable in May 2026
    Ex-Dividend and Record DatePayment DateTotal Distribution Per Share
    May 14, 2026May 21, 2026$0.47

    Item 9.01.Financial Statements and Exhibits
    (d) Exhibits.
     
    Number  Exhibit
    99.1
    Press Release dated May 5, 2026
    99.2
    Press Release dated April 30, 2026
    104
      
    Cover Page Interactive Data File (embedded within the Inline XBRL document)





    SIGNATURE
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
      HERCULES CAPITAL, INC.
    May 5, 2026  
      By: /s/ Kiersten Zaza Botelho
       Kiersten Zaza Botelho
       Secretary


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