Duos Technologies Group Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders
On May 28, 2026, Duos Technologies Group, Inc. (the “Company”) held its 2026 annual meeting of stockholders (the “Annual Meeting”). The record date (the “Record Date”) for the Annual Meeting was April 2, 2026. As of the Record Date, the Company had issued and outstanding 29,295,609 shares of common stock, par value $0.001 per share (the “Common Stock”), 999 shares of Series D Convertible Preferred Stock, par value $0.001 per share (the “Series D Preferred Stock”), and 12,500 shares of Series E Convertible Preferred Stock, par value $0.001 per share (the “Series E Preferred Stock”).
Represented at the Annual Meeting, in person or by proxy, were the holders of 20,550,721 shares of Common Stock, 999 shares of Series D Preferred Stock and 12,500 shares of Series E Preferred Stock, thereby constituting a quorum. Each share of Common Stock had one vote. Each share of Series D Preferred Stock had 333 votes, up to the applicable beneficial ownership limitation, which is 19.99%. Each share of Series E Preferred Stock had 333 votes, subject to the applicable beneficial ownership limitation, which is 19.99%.
The matters that were voted on at the Annual Meeting, and the number of votes cast for or against/withheld, as well as the number of abstentions as to such matters, where applicable, are set forth below. Of the shares of Common Stock present at the Annual Meeting, 7,380,088 shares were broker non-votes, and were not included in any of the figures below, except for the vote in favor of the ratification of the appointment of Salberg & Company, P.A. as our independent certified public accounting firm for the fiscal year ending December 31, 2026.
Proposal No. 1. To elect five directors to hold office for a one-year term and until each of their successors is elected and qualified.
| Votes For | Votes Withheld | |||||||
| Charles P. Ferry | 17,287,342 | 378,458 | ||||||
| Frank A. Lonegro | 12,275,595 | 5,390,205 | ||||||
| Ned Mavrommatis | 12,492,813 | 5,172,987 | ||||||
| James Craig Nixon | 12,863,671 | 4,802,129 | ||||||
| Brian J. James | 17,359,835 | 305,965 | ||||||
The holders of the Series D Preferred Stock and Series E Preferred Stock voted in favor of each nominee and the Votes For totals include the votes cast by the holders of Common Stock and the votes cast by the holders of the Preferred Stock.
Proposal No. 2. To ratify the appointment of Salberg & Company, P.A. as our independent certified public accounting firm for the fiscal year ending December 31, 2026.
| Votes For | Votes Against | Abstentions | ||||||||
| 23,023,580 | 59,973 | 320,502 | ||||||||
The holders of the Series D Preferred Stock and Series E Preferred Stock voted in favor of this proposal and the Votes For total includes the votes cast by the holders of Common Stock and the votes cast by the holders of the Preferred Stock.
Proposal No. 4: To elect Frank D. Recker, Chief Executive Officer of the Company, to serve as a member of the board of directors and to hold office for a one-year term and until his successor is elected and qualified.
| Votes For | Votes Withheld | |||||||
| Frank D. Recker | 13,959,958 | 2,064,009 | ||||||
As a result of the above votes, all director nominees were elected and Proposal No. 2 was approved.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description of Exhibit | |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| DUOS TECHNOLOGIES GROUP, INC. | ||
| Dated: June 2, 2026 | By: | /s/ Leah Brown |
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Leah Brown Chief Financial Officer | ||