Ciena Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$CIEN
Telecommunications Equipment
Utilities
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): March 27, 2025
(Exact name of registrant as specified in its charter)
Commission File Number: 001-36250
(State or other jurisdiction of incorporation)
(Address of principal executive offices)
(IRS Employer Identification No.)
(Zip Code)
Registrant's telephone number, including area code: (410 ) 694-5700
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): | |||||||||||
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||||||||
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| Securities registered pursuant to Section 12(b) of the Act: | ||||||||
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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ITEM 5.07 - SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
Ciena Corporation ("Ciena") held its 2025 annual meeting of stockholders (the "Annual Meeting") on March 27, 2025. As of the January 27, 2025 record date, there were 142,591,833 shares of common stock outstanding and entitled to notice of and to vote at the Annual Meeting. The matters described below were voted on by stockholders at the Annual Meeting and the number of votes cast with respect to each matter, and with respect to the election of directors, were as indicated below:
| Proposal 1 - Election of Directors | For | Against | Abstain | Non-Votes | |||||||||||||
| Lawton W. Fitt | 111,192,645 | 10,246,768 | 75,536 | 8,462,711 | |||||||||||||
| Devinder Kumar | 116,696,561 | 4,740,525 | 77,863 | 8,462,711 | |||||||||||||
Each director nominee above was elected by the vote of the majority of the votes cast by stockholders in accordance with Ciena's bylaws. Each Class I director will serve a three-year term expiring at the 2028 annual meeting of stockholders, and until such director’s successor is duly elected and qualified, or until such director’s earlier death, resignation, or removal from the Board of Directors.
| Proposal 2 - Ratification of Independent Auditors | For | Against | Abstain | Non-Votes | ||||||||||
| Ratification of the appointment of PricewaterhouseCoopers LLP as Ciena's independent registered public accounting firm for fiscal 2025: | 124,980,175 | 4,931,292 | 66,193 | 0 | ||||||||||
| Proposal 3 - Stockholder Advisory Vote | For | Against | Abstain | Non-Votes | ||||||||||
| A stockholder advisory vote on the named executive officer compensation described in the proxy materials: | 114,787,685 | 6,602,755 | 124,509 | 8,462,711 | ||||||||||
Proposals 2 and 3 were each approved by the affirmative vote of a majority of shares present in person or represented by proxy at the Annual Meeting and entitled to vote on these proposals, with abstentions having the same effect as a vote “AGAINST” and broker non-votes not counted as a vote either “FOR” or “AGAINST” and having no effect on the outcome of the vote.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. | ||
Ciena Corporation | ||||||||
Date: April 1, 2025 | By: | /S/ Sheela Kosaraju | ||||||
Sheela Kosaraju | ||||||||
SVP, General Counsel and Assistant Secretary | ||||||||