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    BGC Partners Inc filed SEC Form 8-K: Financial Statements and Exhibits

    1/23/24 8:12:01 AM ET
    $BGCP
    Investment Bankers/Brokers/Service
    Finance
    Get the next $BGCP alert in real time by email
    8-K
    false 0001094831 0001094831 2024-01-22 2024-01-22

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): January 22, 2024

     

     

    BGC Group, Inc.

    (Exact name of Registrant as specified in its charter)

     

     

     

    Delaware   001-35591   86-3748217

    (State or other jurisdiction

    of incorporation)

     

    (Commission

    File Number)

     

    (I.R.S. Employer

    Identification No.)

     

    499 Park Avenue, New York, NY 10022

    (Address of principal executive offices)

    Registrant’s telephone number, including area code: (212) 610-2200

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

      ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

      ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

      ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

      ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

     

    Trading

    Symbol(s)

     

    Name of each exchange

    on which registered

    Class A Common Stock, $0.01 par value   BGC   The Nasdaq Stock Market LLC

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    ☐  Emerging growth company

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     


    Item 7.01.

    Regulation FD Disclosure.

    On January 22, 2024, BGC Group, Inc. (the “Registrant,” “BGC Group,” or “BGC”) issued a press release announcing that on January 22, 2024, BGC Group’s FMX Futures Exchange received Commodity Futures Trading Commission (“CFTC”) approval to operate an exchange for U.S. Treasury and secured overnight financing rate (SOFR) futures. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

    Discussion of Forward-Looking Statements about BGC

    Statements in this Current Report on Form 8-K regarding BGC that are not historical facts are “forward-looking statements” that involve risks and uncertainties, which could cause actual results to differ from those contained in the forward-looking statements. These include statements about BGC’s business, results, financial position, liquidity and outlook, which may constitute forward-looking statements and are subject to the risk that the actual impact may differ, possibly materially, from what is currently expected. Except as required by law, BGC undertakes no obligation to update any forward-looking statements. For a discussion of additional risks and uncertainties, which could cause actual results to differ from those contained in the forward-looking statements, see BGC’s Securities and Exchange Commission filings, including, but not limited to, the risk factors and Special Note on Forward-Looking Information set forth in these filings and any updates to such risk factors and Special Note on Forward-Looking Information contained in subsequent reports on Form 10-K, Form 10-Q or Form 8-K.

     

    Item 9.01.

    Financial Statements and Exhibits.

    (d) Exhibits.

    The exhibit index set forth below is incorporated by reference in response to this Item 9.01.

    EXHIBIT INDEX

     

    Exhibit
    Number
       Description
    99.1    BGC Group, Inc. press release dated January 22, 2024
    104    The cover page from this Current Report on Form 8-K, formatted in Inline XBRL


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

     

      BGC Group, Inc.
    Date: January 23, 2024     By:  

    /s/ Howard W. Lutnick

        Name:   Howard W. Lutnick
        Title:   Chairman of the Board and Chief Executive Officer

    [Signature Page to Form 8-K regarding CFTC Approval of FMX]

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