Amendment: SEC Form 10-K/A filed by Addus HomeCare Corporation
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended
OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
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Securities registered pursuant to Section 12(b) of the Act:
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Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. Yes ☐
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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Accelerated Filer |
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Non-Accelerated Filer |
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Smaller Reporting Company |
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Emerging Growth Company |
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report.
If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements.
Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b). ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act) Yes
The aggregate market value of the voting and non-voting common stock held by non-affiliates of the registrant, based on the last sale price on The Nasdaq Stock Market LLC on June 30, 2025 (the last business day of the registrant’s most recently completed second fiscal quarter) was approximately $
As of March 11, 2026, there were
DOCUMENTS INCORPORATED BY REFERENCE
Certain portions of the registrant’s Definitive Proxy Statement for its 2026 Annual Meeting of Stockholders (which is expected to be filed with the Commission within 120 days after the end of the registrant’s 2025 fiscal year) are incorporated by reference into Part III of this Annual Report on Form 10-K.
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Item 15. |
EXPLANATORY NOTE
This Amendment No. 1 (“Amendment”) on Form 10-K/A amends the Annual Report on Form 10-K of Addus HomeCare Corporation (the “Company”) for the fiscal year ended December 31, 2025, as filed with the Securities and Exchange Commission (the “Commission”) on February 24, 2026 (the “Original Filing”). We are filing this Amendment to the Original Filing solely for the purpose of updating the cover page of the Original Filing and incorporating by reference Exhibit 19.1, the Company’s Insider Trading Policy, and Exhibit 97.1, the Company’s Compensation Recoupment Policy, that were inadvertently omitted from the Original Filing.
This Amendment hereby amends and restates the cover page to the Original Filing. Additionally, this Amendment hereby amends and restates Item 15 of Part IV of the Original Filing to incorporate by reference Exhibit 19.1 and Exhibit 97.1 and to reference the consolidated financial statements previously filed with the Original Filing. Pursuant to Rule 12b-15 of the Securities Exchange Act of 1934, as amended, this Amendment contains new certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, as amended. Because no consolidated financial statements have been included in this Amended Filing and this Amended Filing does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S‑K, paragraphs 3, 4 and 5 of the certifications have been omitted.
Except for the foregoing amended information or where otherwise noted, this Amendment does not reflect events that occurred after the filing of the Original Filing, or modify or update those disclosures that may be affected by subsequent events, and no other changes are being made to any other disclosure contained in the Original Filing.
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
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(a) |
(1), (2) The Financial Statements filed as part of this report are indexed on page F-1 of the Original Filing and incorporated by reference to the Original Filing and are not included as part of this Amendment. All schedules are omitted, either because they are not applicable or because the required information is shown in the financial statements or the notes thereto. |
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(b) |
Exhibits |
EXHIBIT INDEX
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Incorporated by Reference |
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Exhibit Number |
Description of Document |
Form |
File No. |
Date Filing |
Exhibit Number |
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10-Q |
001-34504 |
11/20/2009 |
3.1 |
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10-Q |
001-34504 |
05/9/2013 |
3.2 |
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S-1 |
333-160634 |
10/2/2009 |
4.1 |
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10-K |
001-34504 |
8/10/2020 |
4.2 |
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S-1 |
333-160634 |
7/17/2009 |
10.12 |
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Director Form of Non-Qualified Stock Option Certificate under the 2006 Stock Incentive Plan. |
S-1 |
333-160634 |
7/17/2009 |
10.13 |
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Executive Form of Non-Qualified Stock Option Certificate under the 2006 Stock Incentive Plan. |
S-1 |
333-160634 |
7/17/2009 |
10.14 |
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S-1 |
333-160634 |
7/17/2009 |
10.16 |
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Form of Addus HomeCare Corporation 2009 Stock Incentive Plan. |
S-1 |
333-160634 |
9/21/2009 |
10.20 |
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Form of Nonqualified Stock Option Award Agreement pursuant to the 2009 Stock Incentive Plan. |
S-1 |
333-160634 |
9/21/2009 |
10.20(a) |
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Form of Restricted Stock Award Agreement pursuant to the 2009 Stock Incentive Plan. |
S-1 |
333-160634 |
9/21/2009 |
10.20(b) |
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10-Q |
001-34504 |
5/8/2015 |
10.1 |
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10-Q |
001-34504 |
5/9/2017 |
10.3 |
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Addus HomeCare Corporation’s 2017 Omnibus Incentive Plan, effective as of April 27, 2017. |
8-K |
001-34504 |
6/16/2017 |
10.1 |
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Form of Nonqualified Stock Option Award Agreement pursuant to the 2017 Omnibus Incentive Plan. |
10-K |
001-34504 |
3/14/2018 |
10.28 |
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Form of Restricted Stock Award Agreement pursuant to the 2017 Omnibus Incentive Plan. |
10-K |
001-34504 |
3/14/2018 |
10.29 |
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8-K |
001-34504 |
3/5/2018 |
10.1 |
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10-Q |
001-34504 |
8/11/2018 |
10.2 |
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10-Q |
001-34504 |
8/11/2018 |
10.3 |
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10-Q |
001-34504 |
8/11/2018 |
10.4 |
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10-Q |
001-34504 |
8/11/2018 |
10.6 |
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10-Q |
001-34504 |
8/11/2018 |
10.7 |
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10-Q |
001-34504 |
11/8/2018 |
10.2 |
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8-K |
001-34504 |
4/8/2019 |
99.2 |
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10-K |
001-34504 |
8/10/2020 |
10.40 |
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10-K |
001-34504 |
8/10/2020 |
10.41 |
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S-3ASR |
333-233600 |
9/3/2019 |
2.1 |
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10-Q |
001-34504 |
9/13/2019 |
10.1 |
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10-K |
001-34504 |
3/1/2021 |
10.45 |
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10-K |
001-34504 |
3/1/2021 |
10.46 |
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10-Q |
001-34504 |
8/4/2021 |
10.2 |
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8-K |
001-34504 |
8/4/2021 |
10.1 |
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10-K |
001-34504 |
2/25/2022 |
10.50 |
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10-Q |
001-34504 |
5/23/2022 |
10.1 |
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10-Q |
001-34504 |
8/2/2022 |
10.1 |
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10-Q |
001-34504 |
5/2/2023 |
10.1 |
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Addus HomeCare Corporation Amended and Restated 2017 Omnibus Incentive Plan. |
10-Q |
001-34504 |
8/1/2023 |
10.1 |
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10-Q |
001-34504 |
8/1/2023 |
10.1 |
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8-K/A |
001-34504 |
6/26/2024 |
10.1 |
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8-K |
001-34504 |
10/22/2024 |
10.1 |
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8-K |
001-34504 |
3/11/2025 |
10.1 |
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8-K |
001-34504 |
3/11/2025 |
10.2 |
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8-K |
001-34504 |
8/7/2025 |
10.1 |
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8-K |
001-34504 |
8/7/2025 |
10.2 |
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10-K |
001-34504 |
2/25/2025 |
19.1 |
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10-K |
001-34504 |
2/24/2026 |
21.1 |
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Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm. |
10-K |
001-34504 |
2/24/2026 |
23.1 |
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10-K |
001-34504 |
2/24/2026 |
31.1 |
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10-K |
001-34504 |
2/24/2026 |
31.2 |
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10-K |
001-34504 |
2/27/2024 |
97.1 |
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101.INS |
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). |
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101.SCH |
Inline XBRL Taxonomy Extension Schema Document. |
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101.CAL |
Inline XBRL Taxonomy Calculation Linkbase Document. |
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101.LAB |
Inline XBRL Taxonomy Label Linkbase Document. |
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101.PRE |
Inline XBRL Presentation Linkbase Document. |
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101.DEF |
Inline XBRL Taxonomy Extension Definition Linkbase Document. |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101). |
* Management compensatory plan or arrangement
** Schedules and exhibits have been omitted pursuant to Item 601 of Regulation S-K. The Company hereby undertakes to furnish supplementally a copy of any of the omitted schedules and exhibits upon request by the Securities and Exchange Commission.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Addus HomeCare Corporation |
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By: |
/s/ R. DIRK ALLISON |
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R. Dirk Allison, Chief Executive Officer and Chairman of the Board |
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Date: March 12, 2026